DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Craft & Sage Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Frederick Arthur Tromans | Osaic Wealth, Inc. BD affiliated | Craft & Sage Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 28, 2023 | Jun 27, 2023 |
| John Tarkington Christy | Osaic Wealth, Inc. BD affiliated | Craft & Sage Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 28, 2023 | Jun 14, 2023 |
| Ernest Fred Collyer | Osaic Wealth, Inc. BD affiliated | Craft & Sage Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 23, 2023 | Jun 28, 2023 |
| Dustin Lynn Palmer | Osaic Wealth, Inc. BD affiliated | Craft & Sage Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 23, 2023 | Jun 27, 2023 |
| Megan Marie Jewett | Osaic Wealth, Inc. BD affiliated | Craft & Sage Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 20, 2023 | Jun 27, 2023 |
| Brian Olaf Gloe | Premier Financial Partners, LLC unclassified | Craft & Sage Wealth no RAUM | Other | Jul 6, 2022 | Jul 3, 2023 (362 d) |
| Andrea Jean Wilt | Premier Financial Partners, LLC unclassified | Craft & Sage Wealth no RAUM | Other | Jul 6, 2022 | Jun 27, 2023 (356 d) |
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7 moves match.