RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Nabity-Jensen Investment Management, Inc. CRD 128455 | Omaha, NE | independent RIA | $258M | 99% | 2 | $129M | 2 | 0 |
| Bazis Private Wealth, LLC CRD 148605 | Omaha, NE | independent RIA | $244M | 95% | 4 | $61.0M | 2 | 0 |
| Revolution Capital, LLC CRD 300496 | Omaha, NE | independent RIA | $242M | 93% | 2 | $121M | 0 | 0 |
| T••• M•••••• W••••• M••••••••• CRD 116265 | Omaha, NE | independent RIA | $242M | 100% | 1 | $242M | 1 | 0 |
| K••••••• F•••••••• S•••••••• L•• CRD 308397 | Omaha, NE | independent RIA | $240M | 95% | 7 | $34.3M | 0 | 0 |
| R• W••••• M••••••••• P••••••• CRD 338490 | Lincoln, NE | independent RIA | $236M | 100% | 3 | $78.7M | 2 | 0 |
| C•••••• C••••••••• • A•••• M••••••••• CRD 41438 | Lincoln, NE | independent RIA | $219M | 100% | 3 | $72.9M | 0 | 0 |
| B••• C•••••• CRD 304083 | Omaha, NE | independent RIA | $201M | 100% | 4 | $50.2M | 2 | 0 |
| P••••••• P•••• P•••••••• L•• CRD 165704 | Omaha, NE | asset manager | $178M | 0.0% | 0 | n/a | 1 | 15 |
| L•••••• F•••••••• S••••••• I••• CRD 323120 | Louisville, NE | independent RIA | $173M | 100% | 5 | $34.6M | 0 | 0 |
| W••••• P•••••• E••••• P•••••••• L•• CRD 168840 | Omaha, NE | independent RIA | $173M | 100% | 1 | $173M | 0 | 0 |
| E••••••••• W••••• S••••••••• L•• CRD 295099 | Omaha, NE | independent RIA | $172M | 92% | 2 | $85.8M | 0 | 0 |
| G•••••• I••••••••• S••••••••• CRD 282370 | Beatrice, NE | independent RIA | $158M | 58% | 2 | $79.0M | 0 | 0 |
| I••••••••• R••••••••• L•• CRD 310655 | Omaha, NE | independent RIA | $150M | 98% | 1 | $150M | 0 | 0 |
| A••••••• F•••••••• A•••••••• L•• CRD 109524 | Lincoln, NE | BD affiliated | $142M | 100% | 333 | $427,484 | 67 | 0 |
| A•••• C•••••• CRD 334799 | Omaha, NE | other | $140M | 4.9% | 1 | $140M | 0 | 0 |
| F•••••• A•••• M••••••••• L•• CRD 146636 | Omaha, NE | independent RIA | $117M | 59% | 2 | $58.7M | 0 | 0 |
| P••••••• W••••• M••••••••• CRD 282055 | Lincoln, NE | independent RIA | $116M | 92% | 2 | $58.2M | 0 | 0 |
| F•••••••• D••••• G••••• L•• CRD 316103 | Lavista, NE | independent RIA | $113M | 99% | 2 | $56.7M | 0 | 0 |
| M••••• O• O•••• I••••••• S•••••••• I••• CRD 611 | O••••, NE | independent RIA | $32.0M | 100% | 281 | $114,006 | 91 | 0 |
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