RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Kairos Capital Management, LLC CRD 150342 | Bellevue, WA | independent RIA | $106M | 100% | 1 | $106M | 0 | 0 |
| Petrie Capital Management LLC. CRD 136480 | Seattle, WA | independent RIA | $105M | 98% | 1 | $105M | 0 | 0 |
| Lifefocus Financial Advisors, LLC CRD 136020 | Walla Walla, WA | independent RIA | $104M | 86% | 2 | $51.8M | 1 | 0 |
| V••• P••••••• G•••• L•• CRD 312323 | Camas, WA | independent RIA | $83.7M | 82% | 3 | $27.9M | 4 | 0 |
| P•••••••• S••••••••• I•• CRD 104685 | Tacoma, WA | independent RIA | $50.2M | 83% | 3 | $16.7M | 1 | 0 |
| A••••••• N•••••••• A••••••• S••••••• L••••• CRD 110117 | Federal Way, WA | independent RIA | $41.3M | 100% | 5 | $8.3M | 0 | 0 |
| P• A•••• M••••••••• CRD 327327 | Gig Harbor, WA | asset manager | $40.3M | 0.0% | 0 | n/a | 1 | 0 |
| B• W••••• S••••••••• CRD 300689 | Bellevue, WA | independent RIA | $35.8M | 100% | 4 | $8.9M | 0 | 0 |
| D••••••••• F•••••••• S••••••• CRD 171903 | Seattle, WA | independent RIA | $11.5M | 100% | 4 | $2.9M | 0 | 0 |
| C••••••• F••• M••••••••• L•• CRD 310737 | Seattle, WA | asset manager | $9.0M | 0.0% | 1 | $9.0M | 0 | 0 |
| Q•••••• F•••••••• CRD 329324 | Edmonds, WA | independent RIA | $10,390 | 100% | 1 | $10,390 | 1 | 0 |
| H••••••• C•••••• A•••••••• L•• CRD 139780 | Issaquah, WA | no RAUM | $0 | n/a | 5 | n/a | 0 | 0 |
| T•••• S•••• I••••••••• G••••• L•• CRD 141951 | Bellevue, WA | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| S•••••••• A•••• A••••••• CRD 148763 | Bellevue, WA | no RAUM | $0 | n/a | 3 | n/a | 3 | 0 |
| S••••••••• 4••• CRD 300537 | Seattle, WA | no RAUM | $0 | n/a | 17 | n/a | 0 | 0 |
| C•••• A••••••• L•• CRD 318008 | Kirkland, WA | no RAUM | $0 | n/a | 1 | n/a | 1 | 0 |
| R•••••• I••••••••• CRD 335782 | Seattle, WA | no RAUM | $0 | n/a | 0 | n/a | 1 | 0 |
| R•••••• I••••••••• CRD 335783 | Seattle, WA | no RAUM | $0 | n/a | 0 | n/a | 1 | 0 |
| I••••••••• A••••••• L•• CRD 338973 | Vancouver, WA | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| O•••••• T•• A•••• M••••••••• CRD 340466 | Bellevue, WA | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| G•••• A•••••••• I••• CRD 281828 | Bothell, WA | no RAUM | n/a | n/a | 5 | n/a | 4 | 0 |
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