DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Davidson Wealth Management LLC CRD 153227 | Forked River, NJ | independent RIA | $172M | 99% | 3 | $57.5M | 0 | 0 |
| Genesis Financial Group, LLC CRD 327996 | Paramus, NJ | independent RIA | $171M | 88% | 1 | $171M | 0 | 0 |
| Leatherback Investments LLC CRD 299608 | Lakewood, NJ | institutional | $170M | 1.9% | 2 | $84.8M | 0 | 0 |
| M•••••• J• P•••• • C•• F•••••••• A•••••••• I••• CRD 125584 | Old Tappan, NJ | independent RIA | $169M | 97% | 2 | $84.3M | 0 | 0 |
| S•••• I• C•••••• M••••••••• CRD 327452 | Millburn, NJ | asset manager | $168M | 0.0% | 0 | n/a | 1 | 7 |
| S•••••• R••••••••• L••• L•• CRD 169817 | Basking Ridge, NJ | independent RIA | $166M | 69% | 2 | $83.0M | 0 | 0 |
| R•• C•••••• A••••••••• I•• CRD 106941 | Red Bank, NJ | independent RIA | $164M | 94% | 3 | $54.8M | 0 | 0 |
| T••••• F•••••••• CRD 335067 | Jersey City, NJ | independent RIA | $162M | 82% | 3 | $54.2M | 0 | 0 |
| J•••••• M••••••• W••••• M••••••••• L•• CRD 155392 | Florham Park, NJ | independent RIA | $162M | 94% | 16 | $10.1M | 5 | 0 |
| E••• C•••••• P••••••• L• CRD 306123 | Summit, NJ | asset manager | $161M | 0.0% | 0 | n/a | 1 | 5 |
| K••••••••• F•••••••• A••••••• L•• CRD 136346 | Roseland, NJ | independent RIA | $160M | 100% | 2 | $80.0M | 0 | 0 |
| N•••• C•••••• M••••••••• CRD 173067 | Englewood Cliffs, NJ | mixed wealth | $159M | 29% | 1 | $159M | 0 | 2 |
| P••••••• F•••••••• S••••••••• L•• CRD 129095 | Manasquan, NJ | independent RIA | $156M | 100% | 2 | $77.8M | 0 | 0 |
| D••••••••• P••••••• S••••••••• A••••••• L•• CRD 321737 | Roseland, NJ | independent RIA | $154M | 100% | 4 | $38.6M | 1 | 0 |
| L•••••••• C•••••• M••••••••• L• CRD 292364 | Lakewood, NJ | asset manager | $153M | 0.0% | 0 | n/a | 0 | 1 |
| E••• C•••• W••••• M••••••••• I••• CRD 136155 | Florham Park, NJ | independent RIA | $153M | 100% | 3 | $51.0M | 0 | 0 |
| S•••••• F•••••••• S••••••• G••••• I••• CRD 120801 | Hazlet, NJ | independent RIA | $153M | 100% | 2 | $76.3M | 1 | 0 |
| L•• F••• S•••••••• L•• CRD 163259 | Edison, NJ | asset manager | $151M | 0.0% | 5 | $30.3M | 1 | 4 |
| V••••• P•••• C••••••••• CRD 160664 | Parsippany, NJ | asset manager | $151M | 0.0% | 0 | n/a | 0 | 6 |
| 1•• G••••• A••••••••• I••• D•••• G••••• C•••••• M••••••••• CRD 124288 | Wyckoff, NJ | independent RIA | $150M | 70% | 1 | $150M | 0 | 0 |
| S•••••••• A•••• M••••••••• L•• CRD 144116 | Red Bank, NJ | independent RIA | $148M | 100% | 2 | $73.8M | 3 | 0 |
| M•• I••••••••• L•• CRD 125122 | Medford, NJ | independent RIA | $146M | 100% | 5 | $29.3M | 1 | 0 |
| G•• F•••••••• G•••• CRD 124193 | Mendham, NJ | independent RIA | $145M | 88% | 3 | $48.4M | 0 | 0 |
| A•••• M••••••••• C••••••••• S•••••••• I••• CRD 128793 | Livingston, NJ | other | $144M | 14% | 2 | $72.1M | 0 | 5 |
| P•••••• C••••• G•••• A•••• M••••••••• CRD 148208 | Gladstone, NJ | independent RIA | $143M | 100% | 4 | $35.8M | 0 | 0 |
| M••••••••• S••••••••• L•• CRD 147298 | Red Bank, NJ | asset manager | $141M | 0.0% | 0 | n/a | 0 | 0 |
| O•••• C•••••• M••••••••• L•• CRD 129167 | Flanders, NJ | independent RIA | $140M | 85% | 1 | $140M | 0 | 0 |
| S••••••••• A•••• M••••••••• L•• CRD 166685 | Linwood, NJ | independent RIA | $137M | 95% | 1 | $137M | 0 | 0 |
| T•• A•••• P•••••••• L•• CRD 319493 | Old Bridge, NJ | other | $135M | 13% | 8 | $16.9M | 2 | 0 |
| H••••••••• F•••••••• P••••••• L•• CRD 298177 | H•••••••••, NJ | independent RIA | $135M | 98% | 3 | $44.9M | 0 | 0 |
| H••••• O•• W••••• A••••••• L•• CRD 300218 | Hoboken, NJ | independent RIA | $134M | 100% | 1 | $134M | 0 | 0 |
| L••••• W••••• M••••••••• L•• CRD 323410 | Wayne, NJ | independent RIA | $133M | 59% | 5 | $26.6M | 1 | 8 |
| G•••••• F•••••••• S•••••••• L•• CRD 156504 | Edison, NJ | independent RIA | $132M | 100% | 5 | $26.4M | 0 | 0 |
| T•••••• F•••••••• G•••• L•• CRD 122038 | Old Bridge, NJ | independent RIA | $132M | 90% | 1 | $132M | 0 | 0 |
| S•••••••• F•••••••• S•••••••• I••• CRD 128859 | Kinnelon, NJ | independent RIA | $131M | 87% | 1 | $131M | 0 | 0 |
| F••••• W••••• P••••••• L•• CRD 304935 | Medford, NJ | independent RIA | $131M | 100% | 2 | $65.5M | 0 | 0 |
| A•••• A•••••• G••••• L•• CRD 336638 | Vineland, NJ | independent RIA | $128M | 100% | 2 | $63.8M | 0 | 0 |
| R•••• C•••••• L•• CRD 309783 | Manasquan, NJ | independent RIA | $124M | 100% | 1 | $124M | 0 | 0 |
| T• F•••••••• M••••••••• C• I••• CRD 128967 | Margate City, NJ | independent RIA | $123M | 100% | 2 | $61.4M | 0 | 0 |
| W• A•••• M••••••••• CRD 279034 | Bedminster, NJ | independent RIA | $121M | 82% | 3 | $40.4M | 0 | 0 |
| T•• W••••• B••••••• CRD 317291 | Chester, NJ | independent RIA | $121M | 100% | 7 | $17.3M | 6 | 0 |
| A••••• I••••••••• M••••••••• L•• CRD 113832 | Princeton, NJ | independent RIA | $120M | 100% | 1 | $120M | 0 | 0 |
| A•• A•••• M••••••••• L•• CRD 310360 | Somerset, NJ | independent RIA | $118M | 88% | 2 | $58.9M | 1 | 0 |
| C••• C•••••• L•• CRD 329576 | Jersey City, NJ | independent RIA | $117M | 96% | 3 | $39.1M | 0 | 0 |
| F•••• L•••• W••••• A•••••••• L•• CRD 291214 | Little Falls, NJ | independent RIA | $116M | 95% | 2 | $58.1M | 0 | 0 |
| P•••••• W••••• A•••••••• L•• CRD 175298 | Pennington, NJ | independent RIA | $116M | 100% | 2 | $57.8M | 0 | 0 |
| C•••••• P•••••• W••••• G•••• L•• CRD 316785 | Short Hills, NJ | independent RIA | $113M | 100% | 3 | $37.8M | 0 | 0 |
| M•• W••••• L•• CRD 305760 | Cherry Hill, NJ | independent RIA | $113M | 91% | 2 | $56.6M | 0 | 0 |
| G••••• S•••• R••••••••• S••••••••• L•• CRD 128414 | Red Bank, NJ | independent RIA | $109M | 100% | 2 | $54.7M | 0 | 0 |
| C••••• F•••••••• • R••••••••• P••••••• A••••••••• I•• CRD 107865 | Fair Haven, NJ | independent RIA | $108M | 100% | 1 | $108M | 3 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
388 advisers match.