DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Filbrandt Investment Advisers Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven James HoffmanFilbrandt Investment Advisers Incorporated otherFilbrandt Wealth Management, LLC independent RIAOtherFeb 21, 2018Feb 1, 2018
Travis Richard CliffFilbrandt Investment Advisers Incorporated otherFilbrandt Wealth Management, LLC independent RIAOtherFeb 21, 2018Feb 1, 2018
Scott Lyle KornstedtFilbrandt Investment Advisers Incorporated otherFilbrandt Wealth Management, LLC independent RIAOtherFeb 21, 2018Feb 1, 2018
Shirlene D ChartFilbrandt Investment Advisers Incorporated otherFilbrandt Wealth Management, LLC independent RIAOtherFeb 21, 2018Feb 1, 2018
James Matthew HaygoodFilbrandt Investment Advisers Incorporated otherFilbrandt Wealth Management, LLC independent RIAOtherFeb 21, 2018Feb 1, 2018
Zach Donald MeulemansFilbrandt Investment Advisers Incorporated otherFilbrandt Wealth Management, LLC independent RIAOtherFeb 21, 2018Feb 1, 2018
Keith Gerald LueckFilbrandt Investment Advisers Incorporated otherFilbrandt Wealth Management, LLC independent RIAOtherFeb 21, 2018Feb 1, 2018
Bradley Michael HoweFilbrandt Investment Advisers Incorporated otherFilbrandt Wealth Management, LLC independent RIAOtherFeb 21, 2018Feb 1, 2018
Robert Oliver KlitzkeFilbrandt Investment Advisers Incorporated otherFilbrandt Wealth Management, LLC independent RIAOtherFeb 21, 2018Feb 1, 2018
Peter Alfred NordenbergFilbrandt Investment Advisers Incorporated otherRaymond James Financial Services Advisors, Inc otherOtherNov 17, 2015Feb 20, 2015
Jason Lawrence MascittiFilbrandt Investment Advisers Incorporated otherThrivent Investment Management Inc. otherOtherSep 22, 2015Nov 30, 2015 (69 d)
Sherry Lynn PingelFilbrandt Investment Advisers Incorporated otherJohnson Wealth Inc. otherOtherJan 13, 2014Jul 29, 2017 (1293 d)
Brett H ChristensenFilbrandt Investment Advisers Incorporated otherSva Wealth Management, LLC otherOtherJul 12, 2013Jul 30, 2013
Gregory Steven CasperFilbrandt Investment Advisers Incorporated otherMML Investors Services, LLC otherOtherFeb 19, 2013Jan 24, 2014 (339 d)
Crystal L CarlsonFilbrandt Investment Advisers Incorporated otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 13, 2012Dec 10, 2012
Jamie John DroesslerFilbrandt Investment Advisers Incorporated otherDroessler Financial Planning, LLC unclassifiedOtherApr 30, 2010Jan 20, 2011 (265 d)
Jayson Andrew VoigtFilbrandt Investment Advisers Incorporated otherFrancis LLC otherOtherMar 12, 2010Nov 4, 2017 (2794 d)
Manjula K HettiarachchiFilbrandt Investment Advisers Incorporated otherHarbour Investments, Inc. independent RIAOtherSep 22, 2009Apr 24, 2024 (5328 d)
Daniel Arthur GreschFilbrandt Investment Advisers Incorporated otherMendota Financial Group, LLC otherOtherSep 6, 2005Aug 12, 2005
Matthew Armstrong GoetzkeFilbrandt Investment Advisers Incorporated otherMendota Financial Group, LLC otherOtherMay 16, 2005Jul 22, 2005 (67 d)
Kurt Mathias AhrensFilbrandt Investment Advisers Incorporated otherCharles Schwab & Co., Inc. national BDOtherMay 9, 2002Aug 23, 2002 (106 d)
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21 moves match.