DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cleararc Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jeffrey J Ziegler	Cleararc Capital, Inc. other	Strategic Advisers LLC national BD	Other	Sep 27, 2012	Oct 26, 2012
Michael David Feldhaus	Cleararc Capital, Inc. other	Red Cedar Investment Management institutional	Other	Sep 27, 2012	Feb 1, 2019 (2318 d)
Robert Matthew Waters	Cleararc Capital, Inc. other	Virtus Capital Advisers, LLC other	Other	Jun 25, 2012	Mar 27, 2014 (640 d)
Glen Cohen	Cleararc Capital, Inc. other	Nationwide Securities, LLC no RAUM	Other	May 10, 2012	Feb 28, 2013 (294 d)
Luke Robichaud	Cleararc Capital, Inc. other	Osaic Institutions, Inc. other	Other	May 10, 2012	Dec 23, 2013 (592 d)
Brian John Davis	Cleararc Capital, Inc. other	Nuveen Asset Management, LLC other	Other	May 10, 2012	Oct 4, 2021 (3434 d)
Phillip James Elias	Cleararc Capital, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 10, 2012	Aug 2, 2016 (1575 d)
Matthew Ashley Swendiman	Cleararc Capital, Inc. other	Swendiman Wealth Strategies, Inc unclassified	Other	May 11, 2011	Dec 8, 2011 (211 d)
Andrew T Sullivan	Cleararc Capital, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jan 28, 2011	Jun 20, 2011 (143 d)
Jeffrey Frederick Bauer	Cleararc Capital, Inc. other	Voya Investment Management Co. LLC other	Other	Sep 13, 2010	Apr 5, 2012 (570 d)
Matthew William Holmes	Cleararc Capital, Inc. other	Concourse Financial Group Advisors other	Other	Mar 23, 2009	Jan 8, 2010 (291 d)
Joseph Alexander Cuozzi	Cleararc Capital, Inc. other	Private Advisor Group, LLC BD affiliated	Other	Jul 10, 2008	Oct 19, 2020 (4484 d)
John Payton	Cleararc Capital, Inc. other	Fifth Third Securities, Inc. other	Other	Mar 26, 2008	Jun 23, 2008 (89 d)
Alexander Wallace Insley	Cleararc Capital, Inc. other	Fisher Investments other	Other	Jan 28, 2008	Jul 25, 2007

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14 moves match.