DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Vintage Financial Services LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nathan ZolynskyVintage Financial Services LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIASep 29, 2023Dec 14, 2022
Deborah Ann KroneVintage Financial Services LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAMar 1, 2023Dec 14, 2022
Jack William MccloskeyVintage Financial Services LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAFeb 23, 2023Dec 14, 2022
Douglas James WattsVintage Financial Services LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAFeb 23, 2023Dec 19, 2022
Tammy Marie WakevainenVintage Financial Services LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAFeb 23, 2023Dec 19, 2022
Michael StrosVintage Financial Services LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAFeb 23, 2023Dec 15, 2022
Michael Stephen NemickVintage Financial Services LLC independent RIAThrive Retirement Specialists independent RIARIA to RIAMay 20, 2022Jun 16, 2022
Set CarpinteroVintage Financial Services LLC independent RIAResource Consulting Group independent RIARIA to RIAApr 18, 2022Jun 7, 2022 (50 d)
Jamieson Blaine HoppVintage Financial Services LLC independent RIAMillennial Wealth independent RIARIA to RIAJun 16, 2021Jul 12, 2021
John Timothy Francis OwensVintage Financial Services LLC independent RIABrooklyn Fi, LLC independent RIARIA to RIAJul 22, 2020Jun 30, 2021 (343 d)
Joseph Albert HendersonVintage Financial Services LLC independent RIAJohnson Investment Counsel, Inc. independent RIARIA to RIAMay 6, 2019Jun 14, 2019 (39 d)
Todd Anthony PerryVintage Financial Services LLC independent RIAExecutive Wealth Management, LLC independent RIARIA to RIAFeb 4, 2019Jan 31, 2019
James Taylor BurnsVintage Financial Services LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseNov 14, 2018Dec 4, 2018
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13 moves match.