DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Westport Resources Management Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Spencer SargentWestport Resources Management Inc otherNorthstar Wealth Partners LLC otherOtherDec 24, 2016Jan 22, 2018 (394 d)
Christopher James DelauraWestport Resources Management Inc otherDominari Securities LLC otherOtherDec 24, 2016Jun 7, 2016
Samuel Kent Van AllenWestport Resources Management Inc otherCfo Capital Management, LLC otherOtherDec 24, 2016Apr 22, 2010
Jennifer Rose HuiskingWestport Resources Management Inc otherUnited Capital Financial Advisors otherOtherDec 24, 2016Aug 30, 2016
Alexander N BlancoWestport Resources Management Inc otherUnited Capital Financial Advisors otherOtherDec 24, 2016Aug 30, 2016
Aaron Eduard StolpenWestport Resources Management Inc otherUnited Capital Financial Advisors otherOtherDec 24, 2016Aug 30, 2016
Joseph Anthony TatuskoWestport Resources Management Inc otherPrivate Advisor Group, LLC otherOtherOct 31, 2016Oct 28, 2016
Meyer CheikinWestport Resources Management Inc otherHerbert J. Sims Capital Management, Inc. independent RIAOtherJan 6, 2016Jan 21, 2016
Emily Susan BoothroydWestport Resources Management Inc otherPrivate Advisor Group, LLC otherOtherDec 9, 2015Dec 16, 2015
Frank Martin SterneckWestport Resources Management Inc otherSterneck Capital Management LLC otherOtherDec 2, 2015Dec 7, 2009
Robert Morris HoffmanWestport Resources Management Inc otherAdvantage Investment Management, LLC otherOtherAug 24, 2015May 6, 2014
William Joseph KennedyWestport Resources Management Inc otherAtr Advisors, LLC otherOtherJun 12, 2015Jun 12, 2015
Susan K RothWestport Resources Management Inc otherPlanmember Securities Corporation otherOtherJun 11, 2015Sep 18, 2015 (99 d)
Donna Jean PotterWestport Resources Management Inc otherCambridge Investment Research Advisors, Inc. otherOtherJun 10, 2014Jun 9, 2014
Barry A MillsWestport Resources Management Inc otherAegis Capital Corp. otherOtherJun 10, 2014May 16, 2014
Terry Donald SchnareWestport Resources Management Inc otherAdvantage Investment Management, LLC otherOtherApr 28, 2014Apr 3, 2014
Robert Eric HoffmanWestport Resources Management Inc otherAmeriprise Financial Services, LLC national BDOtherFeb 7, 2014Jan 15, 2014
Felix Raul SerranoWestport Resources Management Inc otherCambridge Investment Research Advisors, Inc. otherOtherJul 17, 2013May 17, 2013
Steven OrtegaWestport Resources Management Inc otherCambridge Investment Research Advisors, Inc. otherOtherMay 20, 2013May 15, 2013
Susan K RothWestport Resources Management Inc otherNfp Advisor Services, LLC otherOtherMay 13, 2011May 12, 2011
David James BoczarWestport Resources Management Inc otherEmerald Wealth Advisors unclassifiedOtherApr 1, 2011Mar 3, 2011
Eric S. WaltersWestport Resources Management Inc otherSummit Hill Wealth Management, LLC independent RIAOtherAug 31, 2010May 25, 2018 (2824 d)
Robin Remick PinkhamWestport Resources Management Inc otherRobin Pinkham Investment Advisory, LLC state registeredOtherJan 7, 2010Aug 19, 2009
Philip W MalakoffWestport Resources Management Inc otherFirst Long Island Investors, LLC mixed wealthOtherMay 25, 2007Aug 30, 2021 (5211 d)
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24 moves match.