DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Provise Management Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Paul Helmut AuslanderProvise Management Group, LLC independent RIAKestra Advisory Services, LLC otherOtherDec 31, 2024May 24, 2016
Steve AthanassieProvise Management Group, LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2023Jan 5, 2024
Barbara Blank DuganProvise Management Group, LLC independent RIAInvst, LLC independent RIARIA to RIAOct 25, 2021Jan 7, 2022 (74 d)
Beatrice A WaescheProvise Management Group, LLC independent RIAGenoa Wealth, LLC no RAUMRIA to a newly registered adviserAug 18, 2021May 28, 2026 (1744 d)
Deborah Jean DarchiProvise Management Group, LLC independent RIAInvst, LLC independent RIARIA to RIAMay 19, 2021Dec 1, 2025 (1657 d)
Kimberly Lyn Adams-DipieroProvise Management Group, LLC independent RIANfp Advisor Services, LLC otherOtherMar 1, 2021Apr 12, 2004
Cydney Jean JonesProvise Management Group, LLC independent RIACgn Advisors, LLC independent RIARIA to RIANov 17, 2020Mar 3, 2021 (106 d)
Ryan Thomas TomerProvise Management Group, LLC independent RIASequoia Financial Group, L.L.C. independent RIARIA to RIAJun 25, 2019Nov 4, 2019 (132 d)
Tina Joan TenretProvise Management Group, LLC independent RIANfp Advisor Services, LLC otherOtherAug 10, 2018Feb 25, 2009
Alex Spencer BethuneProvise Management Group, LLC otherCps Investment Advisors independent RIAOtherMar 12, 2018Jun 8, 2020 (819 d)
Karen Esposito ColeProvise Management Group, LLC otherBb&T Investment Services, Inc. no RAUMOtherSep 25, 2007Nov 25, 2009 (792 d)
Carol Makris JordanProvise Management Group, LLC otherClient 1st Advisory Group otherOtherFeb 19, 2004Feb 26, 2004
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12 moves match.