DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Integrated Wealth Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Mark Lee Hayek	Integrated Wealth Management, Inc. other	M Premier Partners no RAUM	Other	Dec 31, 2017	Jul 17, 2017
Shattuck Franklin Lamm	Integrated Wealth Management, Inc. other	Cypress Wealth Services, LLC no RAUM	Other	Dec 31, 2017	Jul 18, 2017
Mark William Thatcher	Integrated Wealth Management, Inc. other	Cypress Wealth Services, LLC no RAUM	Other	Dec 31, 2017	Jul 18, 2017
Christian Brad Risenmay	Integrated Wealth Management, Inc. other	Cypress Wealth Services, LLC no RAUM	Other	Dec 31, 2017	Jul 18, 2017
Stephen Ross Biesinger	Integrated Wealth Management, Inc. other	Cypress Wealth Services, LLC no RAUM	Other	Dec 31, 2017	Jul 19, 2017
Marc Edelman Koven	Integrated Wealth Management, Inc. other	Cypress Wealth Services, LLC no RAUM	Other	Dec 31, 2017	Jul 19, 2017
David Reeder Thatcher	Integrated Wealth Management, Inc. other	Cypress Wealth Services, LLC no RAUM	Other	Dec 31, 2017	Jul 17, 2017
Clark Steven Penney	Integrated Wealth Management, Inc. other	Cypress Wealth Services, LLC no RAUM	Other	Dec 31, 2017	Jul 19, 2017
Michael John Mcconnell	Integrated Wealth Management, Inc. other	M Premier Partners no RAUM	Other	Dec 31, 2017	Jul 17, 2017
Michele Thibodeau Sarna	Integrated Wealth Management, Inc. other	Beacon Pointe Wealth Advisors, LLC other	Other	Jul 12, 2017	Jul 12, 2017
Brandt Laurence Kuhn	Integrated Wealth Management, Inc. other	Beacon Pointe Wealth Advisors, LLC other	Other	Jul 12, 2017	Jul 12, 2017
Esperanza Padilla Gomez	Integrated Wealth Management, Inc. other	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	Jun 8, 2017	Jan 1, 2025 (2764 d)
John Howard Deardorff	Integrated Wealth Management, Inc. other	Mercer Global Advisors Inc. other	Other	Oct 8, 2013	Jun 27, 2013
Mark Linn Marshall	Integrated Wealth Management, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 15, 2011	Dec 16, 2010
Kari Middleton	Integrated Wealth Management, Inc. other	LPL Financial LLC BD affiliated	Other	Jan 13, 2011	Aug 12, 2025 (5325 d)

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15 moves match.