DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fiducient Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Doten | Fiducient Advisors LLC mixed wealth | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2025 | Aug 20, 2025 |
| Jeffrey Houston Mitchell | Fiducient Advisors LLC mixed wealth | Usi Advisors institutional | Other | Dec 3, 2024 | Sep 23, 2025 (294 d) |
| Sarah Elizabeth Hinman | Fiducient Advisors LLC mixed wealth | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 14, 2024 | Aug 22, 2024 |
| Marc Walter Corigliano | Fiducient Advisors LLC mixed wealth | Fpg Wealth independent RIA | RIA to RIA | Apr 10, 2024 | Mar 20, 2024 |
| Timothy James Black | Fiducient Advisors LLC mixed wealth | Sei Investments Management Corp other | Other | Jan 29, 2024 | Jan 4, 2024 |
| Colleen Lopez | Fiducient Advisors LLC mixed wealth | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 20, 2023 | May 9, 2024 (141 d) |
| William John Parker | Fiducient Advisors LLC mixed wealth | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 20, 2023 | Mar 12, 2024 (113 d) |
| Stephen Bergman | Fiducient Advisors LLC mixed wealth | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Aug 19, 2022 | Jul 2, 2024 (683 d) |
| Ryan Patrick Tracy | Fiducient Advisors LLC mixed wealth | Marquette Associates, Inc. other | Other | Apr 19, 2022 | Jan 1, 2026 (1353 d) |
| Tina Renee Zemba | Fiducient Advisors LLC mixed wealth | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Jul 14, 2020 | Apr 19, 2021 (279 d) |
Page 1 of 1
10 moves match.