DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Payden & Rygel

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark David HollickPayden & Rygel otherJohnson Investment Counsel, Inc. independent RIAOtherNov 14, 2024Aug 1, 2025 (260 d)
Matthew Terrence RiopellePayden & Rygel otherBetterment independent RIAOtherJun 8, 2023May 24, 2025 (716 d)
Charles John DonovanPayden & Rygel otherNeuberger Berman Bd LLC no RAUMOtherFeb 16, 2022Mar 9, 2022
Maurice P SaluanPayden & Rygel otherJohn Hancock Investment Management LLC asset managerOtherAug 4, 2021Aug 6, 2021
Brenda Jeanne OlearyPayden & Rygel otherBny Mellon Securities Corporation otherOtherFeb 24, 2015Mar 23, 2015
Janet SweeneyPayden & Rygel otherJ.P. Morgan Private Wealth Advisors LLC BD affiliatedOtherApr 11, 2014Dec 15, 2021 (2805 d)
Joyce Averna HornPayden & Rygel otherJ.P. Morgan Securities LLC wirehouseOtherNov 7, 2012Jun 16, 2023 (3873 d)
Frederick Anthony PetrinoPayden & Rygel otherWindsor Capital Management, LLC otherOtherJul 17, 2008Jul 29, 2009 (377 d)
Octavio FonsecaPayden & Rygel otherEquitable Advisors, LLC national BDOtherAug 17, 2007Aug 29, 2019 (4395 d)
Laura Kathleen ZimmermanPayden & Rygel otherOne Capital Management, LLC otherOtherNov 3, 2005Oct 18, 2010 (1810 d)
Thea Rae LewisPayden & Rygel otherBridge Advisory LLC otherOtherNov 3, 2005Aug 24, 2010 (1755 d)
Page 1 of 1
11 moves match.