DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Whv Investments, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Michael SwofferWhv Investments, Inc. otherAsset Planning & Management, Inc. otherOtherJul 29, 2016Jan 25, 2017 (180 d)
Eswar C MenonWhv Investments, Inc. otherGeneva Advisors, LLC otherOtherJul 29, 2016Jan 2, 2014
James Raymond SimoneWhv Investments, Inc. otherAmeriprise Financial Services, LLC national BDOtherJul 29, 2016Jun 6, 2017 (312 d)
Leah Marie D'AgostinoWhv Investments, Inc. otherJ.P. Morgan Private Wealth Advisors LLC otherOtherJul 29, 2016Feb 14, 2014
Michael Ronald NavoneWhv Investments, Inc. otherSage Advisory Services Ltd Co otherOtherJul 29, 2016Jun 10, 2016
Andrew Khoa Q LeWhv Investments, Inc. otherGeneva Advisors, LLC otherOtherJul 29, 2016Jan 3, 2014
Adam Joseph KuhlmannWhv Investments, Inc. otherMariner BD affiliatedOtherJul 29, 2016Nov 19, 2025 (3400 d)
Jeffrey Charles CoburnWhv Investments, Inc. otherJ.P. Morgan Private Wealth Advisors LLC otherOtherSep 19, 2014Apr 23, 2014
Timothy SweeneyWhv Investments, Inc. otherWintrust Investments otherOtherFeb 7, 2014Mar 23, 2016 (775 d)
Joseph Michael GallagherWhv Investments, Inc. otherDorsey Capital Management unclassifiedOtherMay 16, 2013May 14, 2013
Alexandre Pierre LillesWhv Investments, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 15, 2013Oct 15, 2013 (183 d)
Daniel Leverett RutterWhv Investments, Inc. otherParagon Investment Management Inc otherOtherFeb 7, 2012Mar 7, 2011
Derrick Dion TzauWhv Investments, Inc. otherWasatch Advisors LP asset managerOtherJan 25, 2012Nov 30, 2022 (3962 d)
Philip Craig HorowitzWhv Investments, Inc. otherMorgan Stanley wirehouseOtherJan 12, 2012Jul 13, 2012 (183 d)
Daniel Craig YoungWhv Investments, Inc. otherQuantum Capital Management otherOtherJan 12, 2012Dec 20, 2013 (708 d)
Gazelle Brown SummeWhv Investments, Inc. otherBbr Partners, LLC independent RIAOtherJun 7, 2011Nov 24, 2021 (3823 d)
James Leroy BlackWhv Investments, Inc. otherPacific West Financial Consultants Inc otherOtherOct 7, 2003Oct 8, 2003
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17 moves match.