DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sym Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sammuel Heath SimcoeSym Financial Advisors independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 9, 2025Jun 24, 2026 (197 d)
Mitchell Clayton KennedySym Financial Advisors independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJun 21, 2024Jun 28, 2024
Sydney Nicole CaleSym Financial Advisors independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankApr 3, 2024Apr 9, 2024
Amanda LeglerSym Financial Advisors independent RIASchwab Wealth Advisory, Inc. no RAUMOtherJan 9, 2024Mar 26, 2024 (77 d)
Brandon S StewartSym Financial Advisors independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJun 20, 2019Jul 29, 2019 (39 d)
Bruce Frederick HubbellSym Financial Advisors otherLji Wealth Management, LLC otherOtherFeb 3, 2015Feb 11, 2015
Brian Christopher MoldtSym Financial Advisors otherOneamerica Securities, Inc. otherOtherDec 31, 2006Jan 11, 2007
Michael Paul WatsonSym Financial Advisors otherChoreo, LLC otherOtherMar 6, 2003Mar 11, 2003
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8 moves match.