DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Axia Advisory
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin Randall Cloud | Axia Advisory other | Goelzer Investment Management mixed wealth | Other | Oct 10, 2025 | Feb 18, 2026 (131 d) |
| Dawn Ellen Morley | Axia Advisory other | Total Wealth Planning, LLC independent RIA | Other | Jun 2, 2025 | May 30, 2025 |
| Matthew Michael Fleck | Axia Advisory other | Mj Retirement institutional | Other | Mar 21, 2019 | Mar 22, 2019 |
| Michael Ready | Axia Advisory other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 2, 2015 | Dec 22, 2021 (2273 d) |
| Robert Michael Fredrikson | Axia Advisory other | Creative Financial Designs, Inc. other | Other | Aug 4, 2005 | Dec 7, 2005 (125 d) |
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5 moves match.