DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stepp & Rothwell Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Claudia Leeanne Gray | Stepp & Rothwell Inc independent RIA | Nova R Wealth, Inc. independent RIA | RIA to RIA | Jul 30, 2026 | Aug 26, 2026 |
| Daniel Eugene Shay | Stepp & Rothwell Inc independent RIA | Creative Planning independent RIA | RIA to RIA | Mar 13, 2026 | Mar 25, 2026 |
| Derrick R Evers | Stepp & Rothwell Inc independent RIA | Umb Private Wealth Management, LLC asset manager | Other | Mar 13, 2026 | May 13, 2026 (61 d) |
| Brooklyn Gormly | Stepp & Rothwell Inc independent RIA | Range Advisory, LLC independent RIA | RIA to RIA | May 23, 2024 | Jun 26, 2024 (34 d) |
| Brooklyn Rose Maldonado | Stepp & Rothwell Inc independent RIA | Legacy Financial Strategies, LLC independent RIA | RIA to RIA | May 23, 2024 | Jun 13, 2024 |
| Aubrianna Nicole Peck | Stepp & Rothwell Inc independent RIA | Mid-American Wealth Advisory Group independent RIA | RIA to RIA | Apr 3, 2023 | May 18, 2023 (45 d) |
| Todd Christian Ericson | Stepp & Rothwell Inc independent RIA | Creative Planning independent RIA | RIA to RIA | Jun 3, 2022 | Jun 15, 2022 |
| Marjorie Louise Neech | Stepp & Rothwell Inc independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2021 | Jan 4, 2022 (32 d) |
| Austin C Kuehl | Stepp & Rothwell Inc independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 4, 2021 | Feb 18, 2021 |
| Larissa Kristine Grantham | Stepp & Rothwell Inc independent RIA | Versant Capital Management, Inc. independent RIA | RIA to RIA | Aug 27, 2019 | Nov 25, 2019 (90 d) |
| Jennifer Sue Henry | Stepp & Rothwell Inc independent RIA | Creative Planning independent RIA | RIA to RIA | Aug 7, 2019 | Sep 24, 2020 (414 d) |
| Adam Gregory Hoopes | Stepp & Rothwell Inc other | Creative Planning other | Other | Sep 5, 2017 | Sep 14, 2017 |
| Daniel Sandom Pontarelli | Stepp & Rothwell Inc other | Creative Planning other | Other | Sep 5, 2017 | Sep 18, 2017 |
| Eric Dane Jones | Stepp & Rothwell Inc other | Creative Planning other | Other | Apr 6, 2017 | Apr 6, 2017 |
| Bradford Preston Mecklenburg | Stepp & Rothwell Inc other | Copper Financial other | Other | Jul 27, 2016 | Aug 4, 2016 |
| Melissa Jane Ellis | Stepp & Rothwell Inc other | Sapphire Wealth Planning LLC state registered | Other | Nov 11, 2015 | Apr 7, 2016 (148 d) |
| Kurt Charles Commerford | Stepp & Rothwell Inc other | Creative Planning other | Other | Apr 9, 2015 | May 1, 2015 |
| Daniel Neal Mathews | Stepp & Rothwell Inc other | Creative Planning other | Other | Jun 18, 2014 | Jul 10, 2014 |
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18 moves match.