DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Oakwood Capital Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bruce Ansel MandelOakwood Capital Management LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 9, 2021Jul 1, 2021
Tom Watson DoxeyOakwood Capital Management LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 9, 2021Jul 1, 2021
Ariel Alejandrino Da SilvaOakwood Capital Management LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 9, 2021Jul 1, 2021
Max Haig KayajanianOakwood Capital Management LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 9, 2021Jul 1, 2021
Ayako YoshiokaOakwood Capital Management LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 9, 2021Jul 1, 2021
Thomas Harold SmithOakwood Capital Management LLC independent RIABridge Advisory LLC independent RIARIA to RIAOct 7, 2020Oct 15, 2020
John Keegan EinspanierOakwood Capital Management LLC independent RIALegacy Advisors, LLC independent RIARIA to RIANov 13, 2019Jan 24, 2020 (72 d)
Ross Alexander KrollOakwood Capital Management LLC independent RIAAdviceperiod, LLC independent RIARIA to RIAJan 17, 2018Jan 17, 2018
Matthew Brendan HaefnerOakwood Capital Management LLC otherMonograph Wealth Advisors, LLC otherOtherDec 1, 2016Jan 19, 2017 (49 d)
Elliott Curtis HollingsworthOakwood Capital Management LLC otherHalbert Hargrove otherOtherOct 6, 2014Oct 10, 2014
William Frank KlepperOakwood Capital Management LLC otherGenter Capital Management independent RIAOtherApr 16, 2008Jan 1, 2026 (6469 d)
Mary Elizabeth SiglerOakwood Capital Management LLC otherTarbox Family Office, Inc. otherOtherMar 5, 2008Feb 21, 2014 (2179 d)
James Mark LyonOakwood Capital Management LLC otherUBS Financial Services Inc. wirehouseOtherJun 21, 2006Nov 27, 2006 (159 d)
Robert Mccleland ForetichOakwood Capital Management LLC otherFirst Wall Street Corp. unclassifiedOtherMar 28, 2003Jul 22, 2004 (482 d)
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14 moves match.