DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wingate Planning Corp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter Frailey | Wingate Planning Corp no RAUM | Wingate Wealth Advisors, Inc. other | Other | Mar 26, 2013 | Apr 14, 1994 |
| Carol M Khouri | Wingate Planning Corp no RAUM | Wingate Wealth Advisors, Inc. other | Other | Mar 26, 2013 | May 17, 2002 |
| Debra Sue Mcdonald | Wingate Planning Corp no RAUM | Wingate Wealth Advisors, Inc. other | Other | Mar 26, 2013 | Jan 13, 2006 |
| John H Biebel | Wingate Planning Corp no RAUM | Wingate Wealth Advisors, Inc. other | Other | Mar 26, 2013 | Mar 12, 2009 |
| Jeffrey Hayden White | Wingate Planning Corp no RAUM | Wingate Wealth Advisors, Inc. other | Other | Mar 26, 2013 | Apr 14, 1994 |
| John Casimir Slupski | Wingate Planning Corp no RAUM | Pegaesus Advisors, Inc. no RAUM | Other | Mar 12, 2009 | Mar 25, 2009 |
| Gary Douglas Pomerantz | Wingate Planning Corp no RAUM | Lexington Wealth Management, Inc. other | Other | Oct 11, 2006 | Sep 22, 2006 |
| Stephen Jenkins Doucette | Wingate Planning Corp no RAUM | Lexington Advisors unclassified | Other | Oct 3, 2003 | Dec 18, 2003 (76 d) |
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8 moves match.