DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hillview Capital Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Michael SpungenHillview Capital Advisors, LLC independent RIARegentatlantic independent RIARIA to RIASep 3, 2019May 16, 2021 (621 d)
James Francis MaddenHillview Capital Advisors, LLC independent RIARegentatlantic independent RIARIA to RIASep 3, 2019Sep 10, 2019
Jonathan Jay HochbergHillview Capital Advisors, LLC independent RIARegentatlantic independent RIARIA to RIASep 3, 2019Jun 2, 2021 (638 d)
Jonathan Alex GulmanHillview Capital Advisors, LLC independent RIARegentatlantic independent RIARIA to RIASep 3, 2019Jun 20, 2021 (656 d)
Dilan Austin KlugeHillview Capital Advisors, LLC independent RIARegentatlantic independent RIARIA to RIASep 3, 2019Jul 19, 2021 (685 d)
Henry HabgoodHillview Capital Advisors, LLC independent RIACoastal Bridge Advisors independent RIARIA to RIAJul 31, 2019Aug 9, 2019
Christina Marie Lauria GuttHillview Capital Advisors, LLC otherVanguard Advisers, Inc. otherOtherMay 1, 2017May 8, 2017
Catherine Theresa ReeseHillview Capital Advisors, LLC otherRobustwealth, Inc. asset managerOtherApr 21, 2017Dec 8, 2017 (231 d)
David F SmithHillview Capital Advisors, LLC otherM Holdings Securities, Inc. otherOtherSep 4, 2015Sep 28, 2015
Glen D MacdonaldHillview Capital Advisors, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 27, 2014Nov 20, 2014
Aviva Shrock PintoHillview Capital Advisors, LLC otherHighline Wealth Management, LLC otherOtherFeb 22, 2012Sep 19, 2013 (575 d)
Joseph Aloysius BrackenHillview Capital Advisors, LLC otherAllstate Financial Advisors, LLC BD affiliatedOtherFeb 27, 2006Feb 16, 2024 (6563 d)
Gary Richard SobelmanHillview Capital Advisors, LLC otherLydian Wealth Management Company, LLC unclassifiedOtherDec 31, 2004Aug 18, 2005 (230 d)
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13 moves match.