DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Envestnet Portfolio Solutions, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Robert Lee Vines	Envestnet Portfolio Solutions, Inc. BD affiliated	Fidelity Institutional Wealth Adviser LLC no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Oct 18, 2019	Dec 24, 2019 (67 d)
Mark David Balfour	Envestnet Portfolio Solutions, Inc. other	LPL Financial LLC other	Other	Dec 20, 2011	Jun 5, 2012 (168 d)
Matthew Shriber	Envestnet Portfolio Solutions, Inc. other	American Beacon Advisors, Inc. other	Other	Dec 20, 2011	Apr 30, 2012 (132 d)
James John Bulger	Envestnet Portfolio Solutions, Inc. other	Assetmark, Inc. other	Other	May 23, 2011	Jun 21, 2011
Carl David Robinson	Envestnet Portfolio Solutions, Inc. other	Curian Capital, LLC other	Other	May 5, 2011	Jun 15, 2011 (41 d)
Lindsey Cain Bulger	Envestnet Portfolio Solutions, Inc. other	Pgim Investments LLC other	Other	Mar 19, 2010	Apr 23, 2010 (35 d)
Scott K Tobey	Envestnet Portfolio Solutions, Inc. other	Signator Investors, Inc. other	Other	Mar 19, 2010	Apr 8, 2010
Kipp Richard Cormier	Envestnet Portfolio Solutions, Inc. other	Family Wealth Architects LLC state registered	Other	Dec 31, 2008	Feb 23, 2009 (54 d)
James Alexander Wiegel	Envestnet Portfolio Solutions, Inc. other	Wellesley Asset Management, Inc. other	Other	Jan 23, 2008	Jul 30, 2010 (919 d)
Blake Thornton Headley	Envestnet Portfolio Solutions, Inc. other	Pfic Advisors, Inc. unclassified	Other	Jul 27, 2005	Apr 13, 2006 (260 d)
Erika Ann Milosevich	Envestnet Portfolio Solutions, Inc. other	Cetera Investment Advisers LLC other	Other	Feb 27, 2004	Jan 21, 2014 (3616 d)
Shelley Kay Magnani	Envestnet Portfolio Solutions, Inc. other	LPL Financial LLC other	Other	Jan 8, 2004	Jan 5, 2004
Arnold Helmut Presser	Envestnet Portfolio Solutions, Inc. other	Ifmg Securities, Inc. unclassified	Other	Jul 10, 2003	Aug 5, 2004 (392 d)

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13 moves match.