DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mid Atlantic Financial Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Anthony TurfaMid Atlantic Financial Management, Inc. otherEquitable Advisors, LLC national BDOtherDec 17, 2008Jan 7, 2009
Kevin Dewey HoyleMid Atlantic Financial Management, Inc. otherHoylecohen, LLC otherOtherOct 21, 2008Sep 25, 2006
Colleen Rosamond GeppMid Atlantic Financial Management, Inc. otherHoylecohen, LLC otherOtherOct 21, 2008Sep 25, 2006
David Allen JacksonMid Atlantic Financial Management, Inc. otherHoylecohen, LLC otherOtherOct 21, 2008Sep 25, 2006
Sheldon Michael GoldmanMid Atlantic Financial Management, Inc. otherHoylecohen,Inc. unclassifiedOtherOct 21, 2008Oct 7, 2004
Gary Lee BartonMid Atlantic Financial Management, Inc. otherFinancial Telesis, Inc. otherOtherJan 31, 2008Feb 1, 2008
Alexander Michael AdamsMid Atlantic Financial Management, Inc. otherAdams Financial Concepts, LLC independent RIAOtherJan 28, 2008Aug 5, 2005
Megan Hawes LockhartMid Atlantic Financial Management, Inc. otherAdams Financial Concepts, LLC independent RIAOtherJan 28, 2008Aug 22, 2007
James KostivalMid Atlantic Financial Management, Inc. otherChase Investment Services Corp. otherOtherJan 10, 2008Oct 9, 2009 (638 d)
Kenneth Phillip ArnoldMid Atlantic Financial Management, Inc. otherEverglades Parkland Advisors, LLC unclassifiedOtherJun 4, 2007Oct 12, 2005
Mark Todd JordanMid Atlantic Financial Management, Inc. otherEvolve Investment Advisors unclassifiedOtherMay 10, 2007May 11, 2007
Jeffrey Joseph PresognaMid Atlantic Financial Management, Inc. otherEquitable Advisors, LLC national BDOtherMar 22, 2007Sep 10, 2009 (903 d)
Mitchell Howard HirschMid Atlantic Financial Management, Inc. otherIdb Capital Corp. unclassifiedOtherMar 6, 2007Mar 27, 2007
Diane Marie SullivanMid Atlantic Financial Management, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 26, 2007Jan 26, 2007
Scott Anthony BiedryckiMid Atlantic Financial Management, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 26, 2007Jan 26, 2007
Brian Michael MurphyMid Atlantic Financial Management, Inc. otherEvolve Securities, Inc. unclassifiedOtherOct 5, 2006Oct 11, 2006
Deirdre Marie KochanskiMid Atlantic Financial Management, Inc. otherEvolve Securities, Inc. unclassifiedOtherSep 14, 2006Sep 21, 2006
Arch Laurence PeregoffMid Atlantic Financial Management, Inc. otherCarmel Capital Partners, LLC otherOtherFeb 1, 2006Sep 15, 2010 (1687 d)
Howard Michael WolfsonMid Atlantic Financial Management, Inc. otherGold Coast Securities, Inc. otherOtherAug 2, 2004Aug 3, 2004
Paul James KrsekMid Atlantic Financial Management, Inc. other5t Wealth, LLC independent RIAOtherAug 2, 2004Aug 29, 2018 (5140 d)
Joseph Cox GranzierMid Atlantic Financial Management, Inc. otherCbiz Retirement Plan Advisory Services otherOtherJun 22, 2004Apr 7, 2005 (289 d)
Geraldine Ann SchuhmannMid Atlantic Financial Management, Inc. otherPlanmember Securities Corporation otherOtherMay 17, 2004Jul 18, 2012 (2984 d)
Steven Hayden HafnerMid Atlantic Financial Management, Inc. otherUvest Financial Services Group, Inc. unclassifiedOtherNov 17, 2003Nov 19, 2003
Joan Lee SharpMid Atlantic Financial Management, Inc. otherLife Strategies, LLC unclassifiedOtherApr 29, 2003May 23, 2003
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84 moves match.