DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Jmg Financial Group Ltd

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrea Nicole EllisJmg Financial Group Ltd independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJul 3, 2024Jul 12, 2024
Anthony Phillip JohnsonJmg Financial Group Ltd independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 11, 2024Jul 8, 2024 (119 d)
Nicholas Scott SmithJmg Financial Group Ltd independent RIASmith & Wyatt independent RIARIA to RIAOct 12, 2023Feb 6, 2024 (117 d)
Ryan M. MoranJmg Financial Group Ltd independent RIAHighland Investment Advisors LLC independent RIARIA to RIADec 23, 2021Jul 8, 2024 (928 d)
Joseph Michael MenconiJmg Financial Group Ltd independent RIAHeritage Drive Wealth Management LLC state registeredRIA to a state-registered adviserJan 14, 2020Apr 24, 2020 (101 d)
Geoffrey Scott BrownJmg Financial Group Ltd independent RIANorthcoast Asset Management LLC independent RIARIA to RIAJan 18, 2019May 21, 2019 (123 d)
Thomas Edward HartyJmg Financial Group Ltd otherSikich Financial otherOtherOct 18, 2013Oct 8, 2013
Wayne Maynard JanusJmg Financial Group Ltd otherWhitnell & Co otherOtherJan 22, 2007Mar 1, 2007 (38 d)
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8 moves match.