DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Round Table Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven Philip SaundersRound Table Wealth Management independent RIACerity Partners LLC independent RIARIA to RIADec 7, 2022Dec 6, 2022
Eric M ThompsonRound Table Wealth Management independent RIACerity Partners LLC independent RIARIA to RIADec 7, 2022Dec 6, 2022
Robert Clifford DavisRound Table Wealth Management independent RIACerity Partners LLC independent RIARIA to RIADec 6, 2022Dec 2, 2022
Steven Joseph GiaconaRound Table Wealth Management independent RIACerity Partners LLC independent RIARIA to RIADec 6, 2022Dec 2, 2022
Mariella P FoleyRound Table Wealth Management independent RIACerity Partners LLC independent RIARIA to RIADec 6, 2022Jan 26, 2023 (51 d)
Bruce Allen HydeRound Table Wealth Management independent RIACerity Partners LLC independent RIARIA to RIADec 6, 2022Dec 2, 2022
Frederic A BehrensRound Table Wealth Management independent RIACerity Partners LLC independent RIARIA to RIADec 6, 2022Dec 2, 2022
Theodore David SchneiderRound Table Wealth Management independent RIACerity Partners LLC independent RIARIA to RIADec 6, 2022Dec 5, 2022
Michael FischerRound Table Wealth Management independent RIACerity Partners LLC independent RIARIA to RIADec 6, 2022Dec 2, 2022
Marianne Shakira RodriguezRound Table Wealth Management independent RIACerity Partners LLC independent RIARIA to RIADec 5, 2022Dec 2, 2022
Lauren G GoodingRound Table Wealth Management independent RIACerity Partners LLC independent RIARIA to RIADec 5, 2022Dec 2, 2022
Marcia Beth PaltensteinRound Table Wealth Management independent RIACerity Partners LLC independent RIARIA to RIADec 2, 2022Feb 16, 2023 (76 d)
Christopher Joseph TursoRound Table Wealth Management independent RIACerity Partners LLC independent RIARIA to RIADec 2, 2022Feb 7, 2024 (432 d)
Aimee AdlerRound Table Wealth Management independent RIACerity Partners LLC independent RIARIA to RIADec 2, 2022Jan 3, 2023 (32 d)
Justin GiaconaRound Table Wealth Management independent RIACerity Partners LLC independent RIARIA to RIADec 2, 2022Feb 28, 2023 (88 d)
Taylor J. ThomasRound Table Wealth Management independent RIANcm Capital Management, LLC independent RIARIA to RIAFeb 15, 2022Jan 1, 2026 (1416 d)
Philip Allen RobertsRound Table Wealth Management otherPrivate Advisor Group, LLC otherOtherJun 16, 2017Jul 10, 2017
Alessandra DimauroRound Table Wealth Management otherResnick Advisors otherOtherNov 19, 2013Apr 7, 2014 (139 d)
Stephen Paul MillerRound Table Wealth Management otherHayden Harper Wealth Advisory, LLC otherOtherMay 13, 2009Apr 26, 2010 (348 d)
Wesley Ragan YoungRound Table Wealth Management otherTrinity Portfolio Advisors, LLC otherOtherMay 16, 2008Jan 19, 2010 (613 d)
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20 moves match.