DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Townsend
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Antwann Holmes | Townsend independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | May 11, 2026 | Jun 17, 2026 (37 d) |
| Nathaniel Francescato | Townsend independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2025 | Aug 5, 2026 (289 d) |
| Grace Geneva O'Mara | Townsend independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2024 | Jan 7, 2025 |
| Andrew Neil Wyckoff | Townsend independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 7, 2023 | Jan 7, 2026 (884 d) |
| Antwann Holmes | Townsend independent RIA | Creative Planning independent RIA | RIA to RIA | Nov 4, 2022 | Jun 29, 2022 |
| Devin D. Bebout | Townsend independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Nov 4, 2022 | Dec 21, 2022 (47 d) |
| Jeffrey Alan Reid | Townsend independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Oct 11, 2019 | Mar 27, 2020 (168 d) |
| Deborah A Violette | Townsend independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Feb 7, 2019 | Feb 11, 2019 |
| Peter Keilman | Townsend other | Southstate Private Capital Management LLC independent RIA | Other | Aug 24, 2016 | Oct 20, 2020 (1518 d) |
| Miyuki Kiyota | Townsend other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 13, 2016 | Apr 19, 2021 (1771 d) |
| Scott Alexander Watson | Townsend other | Schwab Wealth Advisory, Inc. BD affiliated | Other | May 20, 2016 | Mar 19, 2020 (1399 d) |
| Andrew David Miller | Townsend other | Equitable Advisors, LLC national BD | Other | Nov 11, 2009 | Jan 7, 2010 (57 d) |
| Kristopher Patrick Kelley | Townsend other | Legacy Ridge Capital Management, LLC state registered | Other | Nov 15, 2005 | Mar 12, 2021 (5596 d) |
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13 moves match.