DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Waypoint Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Susanna Adams Dellinger | Waypoint Advisors, LLC independent RIA | Cary Street Partners BD affiliated | RIA to affiliated broker-dealer or bank | Aug 20, 2020 | Jul 2, 2020 |
| Nirali Raval Trovato | Waypoint Advisors, LLC independent RIA | Cary Street Partners BD affiliated | RIA to affiliated broker-dealer or bank | Aug 20, 2020 | Jul 2, 2020 |
| John G Spiers | Waypoint Advisors, LLC other | The Main Street Group independent RIA | Other | Feb 12, 2013 | Mar 13, 2018 (1855 d) |
| Jesse J King | Waypoint Advisors, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 12, 2013 | Feb 12, 2013 |
| Amie Slaton Baty | Waypoint Advisors, LLC other | Wilbanks, Smith & Thomas Asset Management, LLC other | Other | Jun 8, 2007 | Jun 14, 2007 |
| Kevin John Zywna | Waypoint Advisors, LLC other | Wealthway Financial Advisors other | Other | Mar 15, 2007 | Mar 26, 2007 |
| Daniel Joseph Johnedis | Waypoint Advisors, LLC other | Edward Jones national BD | Other | Mar 31, 2004 | Aug 5, 2011 (2683 d) |
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7 moves match.