DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from 361 Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Frederick Jaeger | 361 Capital LLC asset manager | Jackson Creek Investment Advisors LLC no RAUM | Other | Jul 9, 2020 | May 28, 2020 |
| Clifford William Stanton | 361 Capital LLC asset manager | Frontier Asset Management, LLC mixed wealth | Other | Oct 2, 2018 | Feb 4, 2020 (490 d) |
| Chad Jeffrey Greenberg | 361 Capital LLC other | Geneos Wealth Management, Inc. BD affiliated | Other | Oct 16, 2017 | Feb 1, 2023 (1934 d) |
| Matthew Joseph Cawley | 361 Capital LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Apr 21, 2017 | Apr 27, 2017 |
| Joel Aaron Schiffman | 361 Capital LLC other | Lord, Abbett & Co. LLC other | Other | Nov 16, 2006 | Jul 30, 2008 (622 d) |
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5 moves match.