DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sax Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph L CorbettSax Wealth Advisors, LLC independent RIASowell Management independent RIARIA to RIANov 11, 2025Feb 20, 2026 (101 d)
Richard Bryan MeyersSax Wealth Advisors, LLC independent RIAAdvisors Capital Management, LLC independent RIARIA to RIADec 10, 2024Mar 10, 2025 (90 d)
Brian Patrick HeathSax Wealth Advisors, LLC independent RIAConviction Wealth Management LLC state registeredRIA to a state-registered adviserMay 14, 2024Feb 25, 2025 (287 d)
Paul CheranskySax Wealth Advisors, LLC independent RIAJeffrey N. Mehler, CFP LLC independent RIARIA to RIAMar 24, 2023Apr 12, 2023
Michael John FalcoSax Wealth Advisors, LLC independent RIAFalco Wealth Management state registeredRIA to a state-registered adviserFeb 3, 2023Oct 30, 2023 (269 d)
Sabrina AbdelaatySax Wealth Advisors, LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 4, 2019Jul 16, 2019 (162 d)
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6 moves match.