| Bruce David Hermann | American Financial Management Group, Ltd. independent RIA | Ifg Russell Advisors Inc other | Other | Dec 31, 2018 | Nov 16, 2012 |
| Kevin Michael Gaines | American Financial Management Group, Ltd. independent RIA | Cetera Advisor Networks LLC other | Other | Dec 31, 2018 | Sep 3, 2013 |
| Jason Andrew Iannantuono | American Financial Management Group, Ltd. independent RIA | Walnut Street Securities, Inc. other | Other | Dec 31, 2018 | Jul 19, 2007 |
| Stephanie White Mccullough | American Financial Management Group, Ltd. independent RIA | Walnut Street Securities, Inc. other | Other | Dec 31, 2018 | Oct 7, 2010 |
| Brian Rano Lueker | American Financial Management Group, Ltd. independent RIA | Cetera Advisor Networks LLC other | Other | Dec 31, 2018 | Sep 3, 2013 |
| John Joseph Iannantuono | American Financial Management Group, Ltd. independent RIA | Ifg Russell Advisors Inc other | Other | Dec 31, 2018 | Sep 14, 1995 |
| Ealon Sidney Thompson | American Financial Management Group, Ltd. other | Raymond James Financial Services Advisors, Inc other | Other | Feb 22, 2017 | Mar 15, 2017 |
| John Wayne Chidwick | American Financial Management Group, Ltd. other | Raymond James Financial Services Advisors, Inc other | Other | Feb 22, 2017 | Mar 21, 2017 |
| Robert Barry Hamilton | American Financial Management Group, Ltd. other | Kestra Advisory Services, LLC other | Other | Sep 1, 2016 | Dec 16, 2016 (106 d) |
| Kevin Frederick Hansley | American Financial Management Group, Ltd. other | Vantage Financial Group, Inc. other | Other | Nov 6, 2014 | Jun 11, 2014 |
| Robert Mcintrye Flood | American Financial Management Group, Ltd. other | Fidelity Federal Planning Corp. state registered | Other | Nov 21, 2013 | Dec 2, 2013 |
| John Wallace Tonissen | American Financial Management Group, Ltd. other | Global Financial Private Capital, Inc. other | Other | Oct 1, 2013 | Aug 20, 2013 |
| Charles Thorn Campbell | American Financial Management Group, Ltd. other | MML Investors Services, LLC other | Other | Apr 17, 2013 | Jun 10, 2013 (54 d) |
| Kim Tejls Mortensen | American Financial Management Group, Ltd. other | Raymond James Financial Services Advisors, Inc other | Other | May 8, 2012 | May 21, 2012 |
| Michelle Jennifer Blass | American Financial Management Group, Ltd. other | LPL Financial LLC other | Other | Aug 12, 2010 | Apr 10, 2012 (607 d) |
| Kenneth Dale Anderson | American Financial Management Group, Ltd. other | Ifg Russell Advisors Inc other | Other | Aug 4, 2010 | Dec 31, 2001 |
| Philip John Fogli | American Financial Management Group, Ltd. other | Ifg Russell Advisors Inc other | Other | Oct 28, 2008 | Jan 3, 1995 |
| Timothy Edward Flatley | American Financial Management Group, Ltd. other | Ifg Russell Advisors Inc other | Other | Nov 16, 2006 | Jan 3, 1995 |
| James Gerard Hageney | American Financial Management Group, Ltd. other | Sterling Investment Advisors Ltd. other | Other | Nov 16, 2006 | May 31, 2006 |
| Sean Michael Flatley | American Financial Management Group, Ltd. other | Sterling Investment Advisors Ltd. other | Other | Nov 16, 2006 | May 31, 2006 |
| Eugene Richard Weber | American Financial Management Group, Ltd. other | Sterling Investment Advisors Ltd. other | Other | Nov 16, 2006 | May 31, 2006 |
| Peter Kent Hoover | American Financial Management Group, Ltd. other | Ifg Russell Advisors Inc other | Other | Mar 2, 2006 | Jan 3, 1995 |
| James Marshall Bruton | American Financial Management Group, Ltd. other | Walnut Street Advisers Inc unclassified | Other | Dec 15, 2004 | Mar 13, 2003 |