| Eszter Klara Koch | Wealthspire Retirement Advisory other | Kestra Advisory Services, LLC other | Other | Oct 2, 2015 | Apr 21, 2016 (202 d) |
| Marjory Grannis Blackmer | Wealthspire Retirement Advisory other | Nfp Advisor Services, LLC other | Other | Oct 2, 2015 | Sep 1, 2015 |
| Sara Lyn Strasser | Wealthspire Retirement Advisory other | Nfp Advisor Services, LLC other | Other | Oct 2, 2015 | Sep 1, 2015 |
| Frederick James Block | Wealthspire Retirement Advisory other | Kestra Advisory Services, LLC other | Other | Oct 2, 2015 | May 5, 2016 (216 d) |
| Brent Richard Hulbert | Wealthspire Retirement Advisory other | Choreo, LLC other | Other | Oct 2, 2015 | May 14, 2018 (955 d) |
| David De Tagyos | Wealthspire Retirement Advisory other | Nfp Advisor Services, LLC other | Other | Oct 2, 2015 | Sep 1, 2015 |
| Michael Leo Campione | Wealthspire Retirement Advisory other | Oppenheimer & Co. Inc. BD affiliated | Other | Sep 1, 2015 | Apr 7, 2021 (2045 d) |
| Rodryan Angeles Marayag | Wealthspire Retirement Advisory other | Kestra Advisory Services, LLC other | Other | Jun 22, 2015 | Apr 20, 2016 (303 d) |
| Ruth Rivera | Wealthspire Retirement Advisory other | Onedigital other | Other | Jan 13, 2015 | Jan 29, 2015 |
| Michael Edward Rich | Wealthspire Retirement Advisory other | Nfp Advisor Services, LLC other | Other | Sep 17, 2014 | Jan 28, 2015 (133 d) |
| Austin Douglas Gwilliam | Wealthspire Retirement Advisory other | Global Retirement Partners LLC no RAUM | Other | Aug 8, 2014 | Jul 28, 2014 |
| Kyle Robert Posvistak | Wealthspire Retirement Advisory other | Global Retirement Partners LLC no RAUM | Other | Aug 8, 2014 | Jul 28, 2014 |
| Jason Stephen Jeskey | Wealthspire Retirement Advisory other | Global Retirement Partners LLC no RAUM | Other | Aug 8, 2014 | Jul 28, 2014 |
| Marguerite Ann Fagan-Whitmore | Wealthspire Retirement Advisory other | Captrust institutional | Other | Mar 11, 2014 | Mar 8, 2019 (1823 d) |
| Steven T Wilkinson | Wealthspire Retirement Advisory other | Cambridge Investment Research Advisors, Inc. other | Other | Feb 22, 2014 | Aug 25, 2014 (184 d) |
| David Michael Brisnehan | Wealthspire Retirement Advisory other | Usi Advisors other | Other | Feb 19, 2014 | Feb 12, 2014 |
| Melinda Marie Marburger | Wealthspire Retirement Advisory other | Equitable Advisors, LLC national BD | Other | Oct 15, 2012 | Nov 15, 2012 (31 d) |
| Karen Sue Casillas | Wealthspire Retirement Advisory other | Financial Telesis, Inc. other | Other | Nov 29, 2010 | Jun 30, 2011 (213 d) |
| Loreen M Gilbert | Wealthspire Retirement Advisory other | LPL Financial LLC other | Other | May 23, 2005 | Oct 30, 2007 (890 d) |