DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Reby Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dixon Place DowneyReby Advisors, LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 2, 2021Mar 2, 2021
George Joseph KoeltlReby Advisors, LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 2, 2021Mar 2, 2021
Patrick Michael DohertyReby Advisors, LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 2, 2021Mar 2, 2021
Devone Charles McleodReby Advisors, LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 2, 2021Mar 2, 2021
Antonio Rafael AlvesReby Advisors, LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 2, 2021Mar 2, 2021
Douglas Steven KuringReby Advisors, LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 2, 2021Mar 2, 2021
Laurie Anne HamReby Advisors, LLC independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 1, 2021Mar 1, 2021
Rudolf John WeissReby Advisors, LLC independent RIAMoneco Advisors independent RIARIA to RIAJan 5, 2021Jan 11, 2021
Daniel L GranucciReby Advisors, LLC otherNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 26, 2017Sep 25, 2017 (91 d)
Alexander Bernd OverkampReby Advisors, LLC otherLantern Wealth Advisors, LLC otherOtherJun 16, 2014Jul 15, 2014
Clinton William NoellReby Advisors, LLC otherTd Ameritrade, Inc. no RAUMOtherOct 27, 2011Oct 31, 2012 (370 d)
Brett Thomas BartkiewiczReby Advisors, LLC otherWellesley Asset Management, Inc. otherOtherSep 22, 2011Aug 8, 2011
Paul Keith KupchokReby Advisors, LLC otherPrivate Advisor Group, LLC BD affiliatedOtherAug 22, 2011Sep 8, 2021 (3670 d)
Mark Stuart SchafferReby Advisors, LLC otherRetirement Design & Management Inc otherOtherMay 23, 2007Jun 5, 2007
Jeffrey Lee CorlissReby Advisors, LLC otherMsi Financial Services, Inc. otherOtherMar 14, 2006Apr 18, 2006 (35 d)
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15 moves match.