DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Allgen Financial Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christina Ann ShafferAllgen Financial Advisors, Inc. independent RIAAdvus Financial Partners, LLC mixed wealthRIA to RIAMar 3, 2026Mar 25, 2026
Ethan Tyler ColeAllgen Financial Advisors, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 11, 2025Jun 19, 2026 (190 d)
Ryan Louis StatonAllgen Financial Advisors, Inc. independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 24, 2025Aug 14, 2025 (171 d)
Yolanda CopelandAllgen Financial Advisors, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 18, 2023Feb 3, 2024 (108 d)
Edwin Alfredo SalazarAllgen Financial Advisors, Inc. independent RIAA.G.P / Alliance Global Partners independent RIARIA to RIAFeb 2, 2023Jan 24, 2023
John Coleman DewittAllgen Financial Advisors, Inc. independent RIAPathstone independent RIARIA to RIADec 1, 2022Jan 6, 2023 (36 d)
Teresa Emerson TaltonAllgen Financial Advisors, Inc. independent RIAStearns Financial Group independent RIARIA to RIASep 3, 2020Apr 4, 2019
Christina Ann ShafferAllgen Financial Advisors, Inc. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMar 21, 2019Apr 8, 2019
Mauricio Ricardo CardenasAllgen Financial Advisors, Inc. otherRaymond James & Associates, Inc. national BDOtherOct 27, 2015May 26, 2020 (1673 d)
Christopher Tyrone ChambersAllgen Financial Advisors, Inc. otherConcert Wealth Management otherOtherMay 22, 2013May 6, 2013
Zameer Shaukatali UpadhyaAllgen Financial Advisors, Inc. otherConcert Wealth Management otherOtherDec 31, 2012Jul 13, 2012
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11 moves match.