| Paul Joseph Higgins | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Charles Swan Bean | Heritage Financial Services independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Mar 19, 2026 | Oct 4, 2001 |
| James Patrick Scally | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Jennifer Mulvoy Watson | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Matthew Alan Carron | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Sammy Amr Azzouz | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Joseph Anthony Waters | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Robert Thomas Weisse | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Kevin Russell Webber | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Matthew Theodore Simoni | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Edward Richard Jastrem | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Christopher Anthony Ruta | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Michael Robert Waldron | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| William Bushman Bain | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Kenzie Marie Ferris | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Timothy David Winn | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Jonathan Robert Harding | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Jared Matthew Ravech | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Andreane Martine Bolduc | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Timothy Ryan Driscoll | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Jack Campbell Finch | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Alexia Souad Yvette Teixeira | Heritage Financial Services independent RIA | Savant Wealth Management independent RIA | RIA to RIA | Mar 19, 2026 | Mar 16, 2026 |
| Brendan Richard Shea | Heritage Financial Services independent RIA | Grimes & Company independent RIA | RIA to RIA | Feb 23, 2026 | Mar 4, 2026 |
| Sydnee Goodeaux | Heritage Financial Services independent RIA | Rwa Wealth Partners independent RIA | RIA to RIA | Nov 24, 2025 | Dec 10, 2025 |
| Joseph F Arsenault | Heritage Financial Services independent RIA | Great Oak Capital Partners, LLC independent RIA | RIA to RIA | Oct 29, 2025 | Apr 2, 2026 (155 d) |
| Raymond Luis Powell | Heritage Financial Services independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 16, 2025 | Jan 6, 2026 (204 d) |
| Cole George Samson | Heritage Financial Services independent RIA | The Investment Counsel Company independent RIA | RIA to RIA | Jan 27, 2025 | Apr 1, 2025 (64 d) |
| Jackson George Watson | Heritage Financial Services independent RIA | Albion Financial Group independent RIA | RIA to RIA | Jan 16, 2025 | Mar 18, 2025 (61 d) |
| Nilesh Imanuel Christian | Heritage Financial Services independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Aug 8, 2022 | Mar 9, 2023 (213 d) |
| Micah Williams | Heritage Financial Services independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Oct 8, 2019 | Oct 28, 2019 |
| Steven Lee Jacobsmeier | Heritage Financial Services other | Crestwood Advisors other | Other | Nov 9, 2016 | May 23, 2017 (195 d) |
| Michael Brian Mcintosh | Heritage Financial Services other | Cross Financial Services Corporation other | Other | Jun 9, 2014 | Oct 6, 2014 (119 d) |
| Daniel Robert Williams | Heritage Financial Services other | Comprehensive Capital Management, Inc. other | Other | Jun 30, 2009 | Oct 6, 2009 (98 d) |
| James Patrick Scally | Heritage Financial Services other | Commonwealth Financial Network national BD | Other | Jun 30, 2009 | Sep 20, 2000 |