DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Albion Financial Group
Legal name Albion Management Group
Latest filing Jun 24, 2026
First filing on the tape Mar 30, 2012 · 32 filings
SEC status approved since Feb 10, 1983
RAUM
$2.0B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
96%
$1.9B individuals and HNW
Advisors
19
registered through the firm on IAPD
RAUM per advisor
$106M
derived; firm RAUM over IAPD count
Employees
31
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$2.0B as of Jun 24, 2026
Mar 30, 2012$659M then
HNW client RAUM$1.5B as of Jun 24, 2026
Mar 27, 2018$831M then
State-registered IARs (5.B.3)15 as of Jun 24, 2026
Mar 28, 20137 then
Employees (5.A)31 as of Jun 24, 2026
Mar 28, 201321 then
Private funds3 as of Jun 24, 2026
Mar 30, 20122 then
RAUM +8.4% over the last fiscal year+13% a year over threeIARs 15 to 15
Practice profile
derived from the filing of Jun 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $106MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.8MderivedHNW RAUM over HNW clients
- Average account
- $876,258derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 19.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.6%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $480M, 214 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.5B76%
- Individuals$403M20%
- Charitable organizations$37.6M1.9%
- Pension and profit-sharing plans$33.9M1.7%
- Pooled investment vehicles$4.2M0.2%
- Individual clients
- 457reported
- HNW clients
- 265reported
- Pension plan clients
- 5reported
- Charitable clients
- 8reported
- Accounts
- 2,298reported
- Financial planning clients
- 500reported
- Wrap fee programs
- $0 sponsored, $9.2M managedreported
- Custody of client assets
- $480M for 214 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
19 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jose Biton | Salt Lake City, Ut | Nov 5, 2002 | 24 y | 0 |
| John Quincy BirdCertified Financial Planner, Chartered Financial Analyst | Salt Lake City, Ut | Nov 5, 2002 | 43 y | 0 |
| William Tobias Levitt | Salt Lake City, Ut | Nov 12, 2002 | 43 y | 0 |
| Catherine Turnbull Barron | Salt Lake City, Ut | Nov 18, 2002 | 28 y | 0 |
| Debra Rae KnottsCertified Financial Planner | Salt Lake City, Ut | Nov 18, 2002 | 39 y | 0 |
| Douglas Allen Wells | Salt Lake City, Ut | Oct 6, 2005 | 23 y | 0 |
| Carrie Ann Kerr | Salt Lake City, Ut | Sep 10, 2007 | 28 y | 0 |
| Jason Ware | Salt Lake City, Ut | Sep 23, 2010 | 18 y | 0 |
| Danielle L GregoryCertified Financial Planner | Salt Lake City, Ut | Dec 21, 2015 | 15 y | 0 |
| Elizabeth Ada BernhardCertified Financial Planner | Salt Lake City, Ut | Nov 14, 2016 | 17 y | 0 |
| Sarah Rebecca BirdCertified Financial Planner | Salt Lake City, Ut | Nov 14, 2016 | 24 y | 0 |
| Patrick Klein LunderganCertified Financial Planner | Salt Lake City, Ut | Aug 20, 2019 | 14 y | 2 |
| Michelle C BuxtonCertified Financial Planner | Salt Lake City, Ut | Oct 15, 2019 | 21 y | 0 |
| Walter Hanz Joseph | Salt Lake City, Ut | May 24, 2022 | 11 y | 0 |
| Bradley Kitt CurtisCertified Financial Planner | Salt Lake City, Ut | Mar 30, 2023 | 10 y | 1 |
| Heath D HeavyCertified Financial Planner | Salt Lake City, Ut | Aug 9, 2024 | 15 y | 1 |
| Jackson George WatsonCertified Financial Planner, Chartered Financial Analyst | Salt Lake City, Ut | Mar 18, 2025 | 11 y | 1 |
| Zachary Riley | Salt Lake City, Ut | Sep 16, 2025 | 12 y | 0 |
| Bo Wilkinson | Salt Lake City, Ut | Sep 16, 2025 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 5.3% of current headcount5 left over 36 months
Left, latest
- Anders Johnson Skagerberg to Origin Investment Advisory LLCSep 2, 2026 · RIA to RIA
- Adam Michael Haynes to Core PlanningAug 8, 2024 · RIA to RIA
- Scott Davis Kellner to Zions Capital Advisors, Inc.Jan 29, 2024 · Other
- Jonathan Miller Larsen to Golden State Equity Advisors, LLCJan 29, 2024 · RIA to RIA
- Devin B Pope to Nilsine Partners, LLCJan 29, 2024 · RIA to RIA
- John P. Bergerson to Wells Fargo AdvisorsMar 7, 2016 · Other
Joined, latest
- Jackson George Watson from Heritage Financial ServicesMar 18, 2025 · RIA to RIA
- Anders Johnson Skagerberg from Dew Wealth ManagementAug 14, 2024 · RIA to RIA
- Heath D Heavy from Cg Advisory ServicesAug 9, 2024 · RIA to RIA
- Adam Michael Haynes from Truenorth WealthMar 30, 2023 · RIA to RIA
- Bradley Kitt Curtis from Olympus Wealth Management, LLCMar 30, 2023 · RIA to RIA
- Patrick Klein Lundergan from Equitable Advisors, LLCAug 20, 2019 · Affiliated broker-dealer or bank to independent RIA
- Devin B Pope from Oneamerica Securities, Inc.Oct 3, 2006 · Other
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Albion Fund III, LP | Other Private Fund | $2.8M | 27 | Mar 26, 2014 |
| Albion Fund II, LP | Other Private Fund | $1.4M | 45 | Mar 30, 2012 |
| Albion Fund I, LP | Other Private Fund | $0 | 22 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Ada Elizabeth Bernhard · Presidentcontrolsince 08/2021 · owns less than 5%
- Quincy John Bird · Chairman, Ceocontrolsince 01/2020 · owns 25% to 50%
- Ryan Jacobs · Chief Compliance Officercontrolsince 08/2024 · owns less than 5%
- Tobias William Levitt · Member Of Board Of Directorscontrolsince 01/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salt Lake City, Ut · principal | 19 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,260 to 2,298Oct 2, 2025 to Mar 25, 2026
- Advisory employees · 11 to 14Oct 2, 2025 to Mar 25, 2026
- Advisory activities · 4 to 5Oct 2, 2025 to Mar 25, 2026
- Charity clients · 11 to 8Oct 2, 2025 to Mar 25, 2026
- HNW clients · 237 to 265Oct 2, 2025 to Mar 25, 2026
- Individual clients · 497 to 457Oct 2, 2025 to Mar 25, 2026
- Pension plan clients · 9 to 5Oct 2, 2025 to Mar 25, 2026
- Pooled vehicle clients · 3 to 2Oct 2, 2025 to Mar 25, 2026
- Assets in custody · $466M to $480MOct 2, 2025 to Mar 25, 2026
- Employees · 30 to 31Oct 2, 2025 to Mar 25, 2026
- Financial planning clients · 251-500 to More than 500Oct 2, 2025 to Mar 25, 2026
- Discretionary RAUM · $1.7B to $1.9BOct 2, 2025 to Mar 25, 2026
- HNW RAUM · $1.4B to $1.5BOct 2, 2025 to Mar 25, 2026
- Individual RAUM · $389M to $403MOct 2, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $118M to $101MOct 2, 2025 to Mar 25, 2026
- Pension RAUM · $34.8M to $33.9MOct 2, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $5.8M to $4.2MOct 2, 2025 to Mar 25, 2026
- RAUM · $1.9B to $2.0BOct 2, 2025 to Mar 25, 2026
- Wrap assets (manager) · $9.2M to $9.2MOct 2, 2025 to Mar 25, 2026
- Financial planning clients · 251-500 to 251-500Mar 18, 2025 to Jul 18, 2025
- Accounts · 2,292 to 2,260Oct 23, 2024 to Mar 18, 2025
- HNW clients · 207 to 237Oct 23, 2024 to Mar 18, 2025
- Individual clients · 539 to 497Oct 23, 2024 to Mar 18, 2025
- Assets in custody · $422M to $466MOct 23, 2024 to Mar 18, 2025
- State-registered IARs · 17 to 15Oct 23, 2024 to Mar 18, 2025
- Discretionary RAUM · $1.5B to $1.7BOct 23, 2024 to Mar 18, 2025
- HNW RAUM · $1.1B to $1.4BOct 23, 2024 to Mar 18, 2025
- Individual RAUM · $388M to $389MOct 23, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $117M to $118MOct 23, 2024 to Mar 18, 2025
- Pension RAUM · $34.2M to $34.8MOct 23, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $9.9M to $5.8MOct 23, 2024 to Mar 18, 2025
- RAUM · $1.6B to $1.9BOct 23, 2024 to Mar 18, 2025
- Wrap assets (manager) · $8.1M to $9.2MOct 23, 2024 to Mar 18, 2025
- Accounts · 2,285 to 2,292Jul 18, 2023 to Mar 28, 2024
- Advisory employees · 7 to 11Jul 18, 2023 to Mar 28, 2024
- HNW clients · 180 to 207Jul 18, 2023 to Mar 28, 2024
- Individual clients · 583 to 539Jul 18, 2023 to Mar 28, 2024
- Assets in custody · $392M to $422MJul 18, 2023 to Mar 28, 2024
- Employees · 32 to 30Jul 18, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.3B to $1.5BJul 18, 2023 to Mar 28, 2024
Signals
10 dated events
- Anders Johnson Skagerberg left Albion Financial Group for Origin Investment Advisory Llc (registered 2026-09-10)Sep 2, 2026 · Advisor changed firm · fact
- Laird Mason Woolf (Chief Compliance Officer / Chief Operating Officer) no longer on Schedule A of Albion Financial Group (listed 2024-08-05, absent 2024-08-26)Aug 26, 2024 · Control person left · inference
- Ryan Jacobs (Chief Compliance Officer) appeared on Schedule A of Albion Financial GroupAug 26, 2024 · Control person joined · fact
- Adam Michael Haynes left Albion Financial Group for Core Planning (registered 2024-08-19)Aug 8, 2024 · Advisor changed firm · fact
- Scott Davis Kellner left Albion Financial Group for Zions Capital Advisors, Inc. (registered 2021-10-05)Jan 29, 2024 · Advisor changed firm · fact
- Jonathan Miller Larsen left Albion Financial Group for Golden State Equity Advisors, Llc (registered 2021-08-23)Jan 29, 2024 · Advisor changed firm · fact
- Devin B Pope left Albion Financial Group for Nilsine Partners, Llc (registered 2023-04-17)Jan 29, 2024 · Advisor changed firm · fact
- Ada Elizabeth Bernhard (President) appeared on Schedule A of Albion Financial GroupMar 31, 2022 · Control person joined · fact
- Rae Debra Knotts (Secretary/Treasurer/Vice President) no longer on Schedule A of Albion Financial Group (listed 2019-03-22, absent 2020-03-31)Mar 31, 2020 · Control person left · inference
- Allen Douglas Wells (Partner) no longer on Schedule A of Albion Financial Group (listed 2019-03-22, absent 2020-03-31)Mar 31, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Albion Financial Group · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business email
- info@albionfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 801-487-3766reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 877-487-6200reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 801-487-3700reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/ALBION-FINANCIAL-GROUPreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ALBIONFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 801-487-3700reportedpublic record, Form ADV, Jun 24, 2026
- Contact form
- albionfinancial.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- albionfinancial.com/team/foundersreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $106Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026