DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mcmill Cpa And Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Scott Carlson | Mcmill Cpa And Advisors independent RIA | Carlson Wealth, LLC state registered | RIA to a state-registered adviser | Jun 30, 2022 | Mar 11, 2022 |
| Thomas Joseph Pohlen | Mcmill Cpa And Advisors independent RIA | Wealth Management independent RIA | RIA to RIA | Jun 21, 2021 | Jun 18, 2021 |
| Thomas George Allen | Mcmill Cpa And Advisors independent RIA | Ria Advisors independent RIA | RIA to RIA | Mar 29, 2021 | May 4, 2021 (36 d) |
| Ty Eric Boggs | Mcmill Cpa And Advisors other | Portfolio Design Services, LLC other | Other | Oct 1, 2012 | Aug 9, 2012 |
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4 moves match.