DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Northeast Planning Associates, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Vincent CaggianoNortheast Planning Associates, Inc. independent RIAThe Ameriflex Group BD affiliatedRIA to affiliated broker-dealer or bankJun 30, 2026Jun 22, 2026
Nathaniel Benjamin HahnNortheast Planning Associates, Inc. independent RIABrown, Lisle/Cummings, Inc independent RIARIA to RIAFeb 19, 2026Feb 17, 2026
Christopher Paul MaraNortheast Planning Associates, Inc. independent RIALPL Financial LLC independent RIARIA to RIAJul 12, 2024Jul 7, 2022
Ryan Francis CallahanNortheast Planning Associates, Inc. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMay 5, 2023May 5, 2023
James Theocharis DimosNortheast Planning Associates, Inc. independent RIAAdvisory Resource Group, LLC state registeredRIA to a state-registered adviserFeb 18, 2020Feb 21, 2020
Andrew Thomas NigrelliNortheast Planning Associates, Inc. independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 6, 2019Nov 13, 2019
James R WallaceNortheast Planning Associates, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 11, 2019Jan 6, 2021 (483 d)
Philip LennoxNortheast Planning Associates, Inc. otherCapital Analysts otherOtherSep 18, 2017Oct 11, 2017
John Samuel DolanNortheast Planning Associates, Inc. otherLPL Financial LLC otherOtherApr 4, 2017Aug 14, 2007
James Brian ReynoldsNortheast Planning Associates, Inc. otherLPL Financial LLC otherOtherApr 4, 2017Sep 4, 2007
Kevin Joseph FerlandNortheast Planning Associates, Inc. otherLPL Financial LLC otherOtherApr 4, 2017Aug 2, 2007
Thomas Joseph PareNortheast Planning Associates, Inc. otherLPL Financial LLC otherOtherApr 4, 2017Aug 2, 2007
Brian Stephen BerryNortheast Planning Associates, Inc. otherLPL Financial LLC otherOtherApr 4, 2017Jul 27, 2007
Michael John MurphyNortheast Planning Associates, Inc. otherLPL Financial LLC otherOtherApr 4, 2017Aug 10, 2007
Paul M AccardiNortheast Planning Associates, Inc. otherLPL Financial LLC otherOtherApr 4, 2017Sep 17, 2007
Ellen Mary LavinNortheast Planning Associates, Inc. otherLPL Financial LLC otherOtherApr 4, 2017Aug 2, 2007
Gerry S WeidemaNortheast Planning Associates, Inc. otherLPL Financial LLC otherOtherApr 4, 2017Jul 27, 2007
Kathleen Eileen SweeneyNortheast Planning Associates, Inc. otherLPL Financial LLC otherOtherNov 16, 2016Jul 31, 2007
Charles Clinton LeonardNortheast Planning Associates, Inc. otherAmeriprise Financial Services, LLC national BDOtherNov 10, 2016Nov 7, 2016
Andrew ReidNortheast Planning Associates, Inc. otherStrategic Advisers LLC national BDOtherOct 19, 2016Nov 30, 2016 (42 d)
Thomas Russell BurbankNortheast Planning Associates, Inc. otherCuna Brokerage Services, Inc. otherOtherJun 28, 2016Jul 8, 2016
Greg Leo LapierreNortheast Planning Associates, Inc. otherLPL Financial LLC otherOtherMar 4, 2015Aug 2, 2007
Dana Seth PreisNortheast Planning Associates, Inc. otherMoneco Advisors no RAUMOtherOct 8, 2014Nov 3, 2014
Paul Harris BrockNortheast Planning Associates, Inc. otherLPL Financial LLC otherOtherDec 12, 2011Jul 27, 2007
Andrew Thomas NigrelliNortheast Planning Associates, Inc. otherPegaesus Advisors, Inc. no RAUMOtherDec 12, 2011Jan 12, 2012 (31 d)
Anthony Joseph ScolaNortheast Planning Associates, Inc. otherLPL Financial LLC otherOtherMay 13, 2010Jul 27, 2007
Todd M HowlandNortheast Planning Associates, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 8, 2006Nov 8, 2006 (61 d)
Brian Edward ConwayNortheast Planning Associates, Inc. otherAxiom Advisors, LLC state registeredOtherApr 3, 2006Oct 5, 2005
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28 moves match.