DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Prosperity - An Eisneramper Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Kipp RileyProsperity - An Eisneramper Company independent RIALegacy Financial Advisors state registeredRIA to a state-registered adviserJun 12, 2026Jun 18, 2026
Joshua Maurizio ComuneProsperity - An Eisneramper Company independent RIATd Private Client Wealth LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 3, 2026Jun 3, 2026
Joseph ValenzaProsperity - An Eisneramper Company independent RIAGlobal Retirement Partners LLC institutionalOtherOct 24, 2025Mar 2, 2026 (129 d)
Tom DimicelliProsperity - An Eisneramper Company independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseSep 3, 2025Sep 11, 2025
Nancy Burns BrzozowskiProsperity - An Eisneramper Company independent RIAStratos Wealth Partners, Ltd BD affiliatedRIA to affiliated broker-dealer or bankJun 11, 2025Jul 10, 2025
David GottliebProsperity - An Eisneramper Company independent RIASavvy independent RIARIA to RIAMar 4, 2024Mar 11, 2024
William Clement MartinProsperity - An Eisneramper Company independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 8, 2023Aug 2, 2023 (55 d)
Linda Louise StapfProsperity - An Eisneramper Company independent RIALexaurum Advisors independent RIARIA to RIADec 13, 2019Dec 12, 2019
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8 moves match.