| Peter Kent Hoover | Hoover Financial Advisors, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2021 | Jul 2, 2021 |
| Peter Anthony Scilovati | Hoover Financial Advisors, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2021 | Jul 1, 2021 |
| William Barrett Mullin | Hoover Financial Advisors, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2021 | Jul 1, 2021 |
| John Martin Guidotti | Hoover Financial Advisors, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2021 | Jul 1, 2021 |
| Brian Joseph Fisher | Hoover Financial Advisors, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2021 | Jul 1, 2021 |
| Gerald Dennis Fahey | Hoover Financial Advisors, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2021 | Jul 1, 2021 |
| Edward Braun | Hoover Financial Advisors, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2021 | Jul 15, 2021 |
| Connor Louis Smith | Hoover Financial Advisors, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2021 | Jul 15, 2021 |
| David Francis Lynch | Hoover Financial Advisors, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2021 | Sep 27, 2021 (81 d) |
| Robert Thomas Dowd | Hoover Financial Advisors, Inc. independent RIA | Tgs Financial Advisors independent RIA | RIA to RIA | Jul 8, 2021 | May 6, 2021 |
| John L Heacock | Hoover Financial Advisors, Inc. independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Jan 31, 2020 | Feb 25, 2020 |
| Timothy Curvan | Hoover Financial Advisors, Inc. independent RIA | State Farm Investment Management Corp. asset manager | Other | Mar 8, 2018 | Nov 4, 2025 (2798 d) |
| Sara Alyssa Turner | Hoover Financial Advisors, Inc. other | White Lighthouse Investment Management, Inc. other | Other | Nov 2, 2016 | Jan 18, 2017 (77 d) |