DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Unfcu Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Brennan | Unfcu Advisors LLC other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Jan 13, 2023 | Aug 2, 2023 (201 d) |
| Ian Stuart Cole | Unfcu Advisors LLC independent RIA | Copper Financial independent RIA | RIA to RIA | Oct 13, 2022 | Mar 2, 2022 |
| Andre Maurice Yoskowitz | Unfcu Advisors LLC independent RIA | Copper Financial independent RIA | RIA to RIA | Oct 13, 2022 | Feb 28, 2022 |
| Jake Christopher Wu | Unfcu Advisors LLC independent RIA | Copper Financial independent RIA | RIA to RIA | Oct 13, 2022 | Mar 1, 2022 |
| Seth Izak Hofstetter | Unfcu Advisors LLC independent RIA | Copper Financial independent RIA | RIA to RIA | Oct 13, 2022 | Feb 28, 2022 |
| Machoura Akmalkhodjaeva | Unfcu Advisors LLC independent RIA | Copper Financial independent RIA | RIA to RIA | Oct 13, 2022 | Mar 1, 2022 |
| Lalitkumar K Dhande | Unfcu Advisors LLC independent RIA | Copper Financial independent RIA | RIA to RIA | Apr 7, 2022 | Jan 3, 2023 (271 d) |
| Sammy Carrasquillo | Unfcu Advisors LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 2, 2022 | May 20, 2022 (79 d) |
| Edward J Byrne | Unfcu Advisors LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 9, 2021 | Oct 14, 2022 (462 d) |
| Joanna Kim | Unfcu Advisors LLC mixed wealth | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 20, 2020 | Dec 22, 2022 (854 d) |
| Simon K Chan | Unfcu Advisors LLC mixed wealth | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 3, 2020 | Jul 6, 2020 (33 d) |
| Nishchay Arora | Unfcu Advisors LLC mixed wealth | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 3, 2020 | Aug 11, 2020 (69 d) |
| Anthony Fornatale | Unfcu Advisors LLC mixed wealth | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 4, 2020 | Jun 25, 2020 (52 d) |
| Yuet Fu Lee | Unfcu Advisors LLC mixed wealth | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 31, 2020 | Mar 2, 2020 (31 d) |
| Tuo Sheng Mei | Unfcu Advisors LLC mixed wealth | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2019 | Aug 17, 2021 (616 d) |
| Kamar Plunkett | Unfcu Advisors LLC mixed wealth | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2019 | Jun 17, 2019 (48 d) |
| Kelvern Chen | Unfcu Advisors LLC other | Santander Securities BD affiliated | Other | Jan 22, 2019 | Mar 13, 2019 (50 d) |
| Rico Otway | Unfcu Advisors LLC other | Td Ameritrade Investment Management, LLC independent RIA | Other | Jan 22, 2019 | Feb 6, 2019 |
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18 moves match.