DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Thrivent Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rachel Katherine EngelThrivent Asset Management, LLC asset managerStiles Financial Services, Inc. independent RIAOtherOct 13, 2025Nov 12, 2025
Joshua Kevin GrossThrivent Asset Management, LLC asset managerFisher Investments independent RIAOtherSep 3, 2024Sep 10, 2024
Dwayne JavierThrivent Asset Management, LLC asset managerAdvisors Asset Management, Inc. otherOtherJul 17, 2024Dec 3, 2024 (139 d)
Steven Jared ZimmermanThrivent Asset Management, LLC asset managerPolen Capital Management, LLC asset managerOtherJul 17, 2024Jul 11, 2024
Jeremy NewgardThrivent Asset Management, LLC asset managerPrivate Advisor Group, LLC BD affiliatedOtherJul 17, 2024Jul 9, 2024
Kelsea SullivanThrivent Asset Management, LLC asset managerFidelity Institutional Wealth Adviser LLC mixed wealthOtherJul 17, 2024Jan 6, 2026 (538 d)
Jared Bradley HagenThrivent Asset Management, LLC asset managerXa Investments asset managerOtherJul 17, 2024Mar 25, 2025 (251 d)
Steven Todd VacinekThrivent Asset Management, LLC asset managerCri Securities, LLC BD affiliatedOtherMay 24, 2021Jun 3, 2021
Philip E ArdeleanThrivent Asset Management, LLC asset managerThrivent Investment Management Inc. BD affiliatedOtherDec 5, 2019Dec 5, 2019
Page 1 of 1
9 moves match.