| Douglas Andrew Riley | Boston Advisors, LLC mixed wealth | Knights Of Columbus Asset Advisors LLC institutional | Other | Oct 30, 2019 | Nov 7, 2019 |
| David Andrew Hanna | Boston Advisors, LLC mixed wealth | Knights Of Columbus Asset Advisors LLC institutional | Other | Oct 30, 2019 | Nov 5, 2019 |
| James Walter Gaul | Boston Advisors, LLC mixed wealth | Knights Of Columbus Asset Advisors LLC institutional | Other | Oct 30, 2019 | Nov 5, 2019 |
| Eric Raymond Eaton | Boston Advisors, LLC mixed wealth | Knights Of Columbus Asset Advisors LLC institutional | Other | Oct 30, 2019 | Nov 5, 2019 |
| Edward Michael Mulrane | Boston Advisors, LLC mixed wealth | Knights Of Columbus Asset Advisors LLC institutional | Other | Oct 30, 2019 | Nov 5, 2019 |
| Michael James Vogelzang | Boston Advisors, LLC mixed wealth | Captrust institutional | Other | Oct 8, 2019 | Nov 5, 2019 |
| Lawrence Charles John Manning | Boston Advisors, LLC mixed wealth | Captrust institutional | Other | Oct 4, 2019 | Nov 27, 2019 (54 d) |
| Lauren Claire Lambert | Boston Advisors, LLC mixed wealth | Captrust institutional | Other | Oct 4, 2019 | Nov 27, 2019 (54 d) |
| Keith Faulkner | Boston Advisors, LLC mixed wealth | Captrust institutional | Other | Oct 4, 2019 | Nov 13, 2019 (40 d) |
| Kristen Everett Stewart | Boston Advisors, LLC mixed wealth | Captrust institutional | Other | Oct 4, 2019 | Nov 27, 2019 (54 d) |
| John Henry Peterson | Boston Advisors, LLC mixed wealth | Captrust institutional | Other | Oct 4, 2019 | Oct 22, 2019 |
| Teresa Marie Samperi | Boston Advisors, LLC mixed wealth | Captrust institutional | Other | Oct 4, 2019 | Nov 27, 2019 (54 d) |
| Michael Patrick Collins | Boston Advisors, LLC mixed wealth | Captrust institutional | Other | Oct 4, 2019 | Nov 27, 2019 (54 d) |
| Austin Mitchell Litvak | Boston Advisors, LLC mixed wealth | O'Brien Wealth Partners LLC independent RIA | RIA to RIA | Oct 4, 2019 | Dec 24, 2019 (81 d) |
| Jamie Taloumis Hobkirk | Boston Advisors, LLC mixed wealth | Captrust institutional | Other | Oct 4, 2019 | Nov 27, 2019 (54 d) |
| Michael Joseph Dorsey | Boston Advisors, LLC other | Steward Partners Investment Advisory, LLC other | Other | Aug 14, 2017 | Oct 11, 2017 (58 d) |
| John Angelo Pagliuca | Boston Advisors, LLC other | Advice And Planning Services BD affiliated | Other | Dec 21, 2012 | Aug 6, 2025 (4611 d) |
| Patricia Anne Bowlin | Boston Advisors, LLC other | Ipswich Investment Management Company, Inc other | Other | Mar 29, 2010 | Apr 30, 2014 (1493 d) |
| Shakeel [Nmn] Dewji | Boston Advisors, LLC other | Aurora Investment Managers, LLC other | Other | May 27, 2008 | Feb 11, 2008 |