DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Jim Poe And Associates Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gary Max Goeppinger | Jim Poe And Associates Inc. other | Lifestyle Asset Management, Inc. independent RIA | Other | Dec 31, 2024 | Aug 15, 2025 (227 d) |
| Ramon Vasquez Aguirre | Jim Poe And Associates Inc. other | Maia Wealth independent RIA | Other | Apr 1, 2024 | Apr 10, 2024 |
| John Eugene Perez | Jim Poe And Associates Inc. other | Vanguard Advisers, Inc. BD affiliated | Other | Dec 17, 2021 | Feb 3, 2022 (48 d) |
| Richard Alan Maples | Jim Poe And Associates Inc. other | Trs Advisors, LLC state registered | Other | Feb 18, 2020 | Feb 17, 2017 |
| Ryan Lane Mcdonald | Jim Poe And Associates Inc. other | Trs Advisors, LLC state registered | Other | Dec 23, 2019 | Feb 26, 2018 |
| Mark Steven Robinson | Jim Poe And Associates Inc. other | Pruco Securities, LLC other | Other | Apr 12, 2017 | May 3, 2017 |
| Jerome Van Leftwich | Jim Poe And Associates Inc. other | Stf Management LP no RAUM | Other | May 13, 2014 | Apr 14, 2016 (702 d) |
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7 moves match.