DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from L & S Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jorge Luis AmbrizL & S Advisors, Inc independent RIAAmericana Partners, LLC independent RIARIA to RIAMar 5, 2026Mar 10, 2026
Matthew Aaron NussbaumL & S Advisors, Inc independent RIAAmericana Partners, LLC independent RIARIA to RIAMar 5, 2026Mar 5, 2026
Bennett Edward GrossL & S Advisors, Inc independent RIASanctuary Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 8, 2021Nov 15, 2021
Michael P AckermanL & S Advisors, Inc otherValic Financial Advisors, Inc. otherOtherMay 15, 2017Sep 18, 2017 (126 d)
Jonathan Scott DrubnerL & S Advisors, Inc otherIntersect Capital LLC otherOtherFeb 6, 2017Jan 18, 2017
Jordan Michael FriedmanL & S Advisors, Inc otherRaymond James & Associates, Inc. national BDOtherJan 11, 2016Dec 28, 2015
Christine Walker MatthewL & S Advisors, Inc otherStrategic Advisers LLC national BDOtherApr 26, 2013Jun 13, 2013 (48 d)
Page 1 of 1
7 moves match.