DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Allegiant Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Delvis LlanesAllegiant Financial Advisors, LLC state registeredFortitude Advisory Group L.L.C. otherOtherJan 19, 2017Jun 3, 2013
Richard William PaulAllegiant Financial Advisors, LLC state registeredRichard W. Paul & Associates, LLC independent RIAOtherApr 28, 2011Jun 25, 2020 (3346 d)
Stephen Lawrence ChambersAllegiant Financial Advisors, LLC state registeredLinch Financial, LLC state registeredOtherDec 31, 2010Oct 21, 2013 (1025 d)
Calvin Marshall RutledgeAllegiant Financial Advisors, LLC state registeredGradient Advisors, LLC no RAUMOtherOct 29, 2010Oct 27, 2010
Michael Robert DinichAllegiant Financial Advisors, LLC state registeredYour Money Matters Wealth Management, LLC state registeredOtherAug 26, 2010Apr 21, 2008
Thomas Woods HillAllegiant Financial Advisors, LLC state registeredGlobal Financial Private Capital, Inc. otherOtherJun 2, 2010Jun 2, 2010
Steven Craig SovdeAllegiant Financial Advisors, LLC state registeredGlobal Financial Private Capital, Inc. otherOtherApr 8, 2010Apr 9, 2010
Graham Mcmurray ClementAllegiant Financial Advisors, LLC state registeredMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 16, 2010Mar 12, 2010
Raymond Patrick OconnellAllegiant Financial Advisors, LLC state registeredElite Investment Team LLC independent RIAOtherFeb 18, 2010Apr 14, 2020 (3708 d)
Mark Brendan SumnerAllegiant Financial Advisors, LLC state registeredAvantax Advisory Services otherOtherJan 27, 2010Apr 6, 2010 (69 d)
Mark Augustine KollarAllegiant Financial Advisors, LLC state registeredKollar Wealth Advisors, LLC state registeredOtherNov 3, 2009Jan 4, 2010 (62 d)
Edmund Ray GiffordAllegiant Financial Advisors, LLC state registeredUSA Financial Securities LLC otherOtherSep 2, 2009Sep 1, 2009
Randy Leon FloydAllegiant Financial Advisors, LLC state registeredAmerican Investment Services otherOtherJul 27, 2009Jul 30, 2009
Steven James NautaAllegiant Financial Advisors, LLC state registeredGlobal Retirement Partners LLC institutionalOtherMay 29, 2008Jan 1, 2025 (6061 d)
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14 moves match.