DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mullintbg Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bradley GeissbuhlerMullintbg Advisors otherGlobal Portfolio Strategies, Inc. otherOtherDec 31, 2015Feb 25, 2016 (56 d)
Shawn Jen HsiehMullintbg Advisors otherRBC Securities, Inc. otherOtherDec 31, 2015Jan 14, 2016
Jason HicksMullintbg Advisors otherGlobal Portfolio Strategies, Inc. otherOtherDec 31, 2015Mar 16, 2016 (76 d)
John M DahleMullintbg Advisors otherNewport Group Securities, Inc. otherOtherJun 5, 2014Jun 13, 2014
Rana MaidaMullintbg Advisors otherM Holdings Securities, Inc. otherOtherNov 19, 2012Jun 29, 2011
Robert Charles ShierMullintbg Advisors otherHpm Partners Advisor Alliance LLC otherOtherNov 16, 2012Nov 19, 2012
Ignacio Alexandro JimenezMullintbg Advisors otherCerity Partners LLC otherOtherNov 16, 2012Feb 13, 2013 (89 d)
Nicole Roxanne JokoMullintbg Advisors otherCerity Partners LLC otherOtherNov 16, 2012Feb 13, 2013 (89 d)
Brian Tuan TuMullintbg Advisors otherCerity Partners LLC otherOtherNov 16, 2012Feb 13, 2013 (89 d)
Patrick Lawrence ChuMullintbg Advisors otherMarrick Wealth independent RIAOtherAug 15, 2012Mar 10, 2017 (1668 d)
Timothy John WilsonMullintbg Advisors otherWilson Advisors, LLC state registeredOtherSep 21, 2007May 12, 2022 (5347 d)
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11 moves match.