DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Holman Investments And Planning, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Mons Broadbent | Holman Investments And Planning, LLC other | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Aug 8, 2019 | Aug 13, 2019 |
| William Jeffrey Draper | Holman Investments And Planning, LLC other | The Martin Worley Group other | Other | Feb 18, 2016 | Feb 19, 2016 |
| Benjamin James Marshall | Holman Investments And Planning, LLC other | Lefavi Wealth Management other | Other | Nov 5, 2015 | Nov 10, 2015 |
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3 moves match.