DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Tricor Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Brent Cowin	Tricor Advisory Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 11, 2015	Dec 11, 2015
Jason Leonard Garofalo	Tricor Advisory Services, LLC other	Aga Advisors, LLC no RAUM	Other	Dec 11, 2015	Mar 6, 2014
Adam Bingham Udy	Tricor Advisory Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 11, 2015	Dec 14, 2015
Mark Kenneth Mcgee	Tricor Advisory Services, LLC other	Ic Advisory Services, Inc. other	Other	Dec 10, 2015	Dec 11, 2015
John Thomas Holcombe	Tricor Advisory Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 9, 2015	Dec 14, 2015
Elizabeth Delgado	Tricor Advisory Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 7, 2015	Dec 14, 2015
Isaac Sidney Greene	Tricor Advisory Services, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 7, 2015	Jan 8, 2016 (32 d)
Craig Clark Spanton	Tricor Advisory Services, LLC other	Independent Financial Group, LLC other	Other	Dec 1, 2015	Dec 1, 2015
Jason Russell Good	Tricor Advisory Services, LLC other	Invest Financial Corporation other	Other	Nov 23, 2015	Nov 20, 2015
Robert J Keyes	Tricor Advisory Services, LLC other	Ameriprise Financial Services, LLC national BD	Other	Nov 18, 2015	Nov 18, 2015
Karen Marilea Pride	Tricor Advisory Services, LLC other	Integrated Money Management, LLC unclassified	Other	May 3, 2013	May 6, 2013
Marty Michael Martinez	Tricor Advisory Services, LLC other	Allstate Financial Advisors, LLC no RAUM	Other	Jan 2, 2013	May 24, 2013 (142 d)
Patrick Allan Jordan	Tricor Advisory Services, LLC other	Commonwealth Financial Network national BD	Other	Dec 5, 2011	Dec 5, 2011
Chisum Marshall Preble	Tricor Advisory Services, LLC other	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	Aug 18, 2011	Jul 7, 2025 (5072 d)
Joseph Dennis Mclaughlin	Tricor Advisory Services, LLC other	Td Ameritrade, Inc. no RAUM	Other	Sep 14, 2009	Oct 7, 2009

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15 moves match.