DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Solitude Wealth Advisors, LLC.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory Nondas Roumpos | Solitude Wealth Advisors, LLC. state registered | Integrity Alliance, LLC other | Other | Dec 31, 2014 | Jul 31, 2007 |
| Scott Miller Kimball | Solitude Wealth Advisors, LLC. state registered | First Western Advisors other | Other | Sep 2, 2014 | Aug 27, 2014 |
| Scott L Nelson | Solitude Wealth Advisors, LLC. state registered | Alphastar Capital Management other | Other | Dec 13, 2013 | Dec 6, 2013 |
| Jeff David Currie | Solitude Wealth Advisors, LLC. state registered | Elevated Capital Advisors, LLC independent RIA | Other | Oct 31, 2013 | Jan 16, 2019 (1903 d) |
| Steven Rex Cook | Solitude Wealth Advisors, LLC. state registered | Principal Securities, Inc. other | Other | May 10, 2013 | May 16, 2013 |
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5 moves match.