DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Signature Resources Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Glenn Tyran CrawfordSignature Resources Capital Management, LLC independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 3, 2025Apr 23, 2026 (294 d)
Christina Elizabeth LawrenceSignature Resources Capital Management, LLC independent RIAVector Financial Solutions, Inc. state registeredRIA to a state-registered adviserNov 21, 2024Nov 29, 2024
Jon Nicholas MclaughlinSignature Resources Capital Management, LLC independent RIASavvy independent RIARIA to RIAJul 9, 2024Jul 15, 2024
Jeremy Graham EdgeSignature Resources Capital Management, LLC independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 29, 2023Dec 8, 2023
Michael P LaceySignature Resources Capital Management, LLC independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 8, 2022Aug 6, 2021
Daniel CucuiatSignature Resources Capital Management, LLC independent RIAGuardian Financial Partners, LLC mixed wealthRIA to RIAMay 17, 2021May 7, 2021
Doak Rauh BeltSignature Resources Capital Management, LLC independent RIANamcoa mixed wealthRIA to RIAApr 12, 2021Apr 23, 2021
Christopher Michael WhalenSignature Resources Capital Management, LLC independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIAJan 29, 2021Jan 11, 2021
Lisa Miyako SakaiSignature Resources Capital Management, LLC independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIAJan 29, 2021Jan 11, 2021
Brett Michael LaddusawSignature Resources Capital Management, LLC independent RIAOneamerica Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 6, 2020Apr 30, 2020
Morgan Robert ChristenSignature Resources Capital Management, LLC independent RIASpinnaker Investment Group, LLC no RAUMOtherMar 29, 2018May 6, 2016
Andrew Lawrence KrongoldSignature Resources Capital Management, LLC independent RIASpinnaker Investment Group, LLC otherOtherMar 29, 2018Oct 24, 2016
Anthony Michael PumaSignature Resources Capital Management, LLC otherSpinnaker Investment Group, LLC otherOtherMar 13, 2017Dec 15, 2016
Joseph Daniel SillaSignature Resources Capital Management, LLC otherPark Avenue Securities LLC otherOtherMar 13, 2017Apr 6, 2017
Joseph Muir StapletonSignature Resources Capital Management, LLC otherSpinnaker Investment Group, LLC no RAUMOtherSep 13, 2016May 6, 2016
Dane Andrew PetchulSignature Resources Capital Management, LLC otherWealth Teams Alliance independent RIAOtherOct 6, 2015Oct 15, 2015
Michael Francis AlongiSignature Resources Capital Management, LLC otherWealth Teams Alliance independent RIAOtherOct 6, 2015Jan 5, 2026 (3744 d)
Daniel James DuboisSignature Resources Capital Management, LLC otherSignator Investors, Inc. otherOtherDec 17, 2014Jan 15, 2015
Stephen Y HsiehSignature Resources Capital Management, LLC otherSignator Investors, Inc. otherOtherDec 17, 2014Jan 30, 2015 (44 d)
Jared Hamilton DannisSignature Resources Capital Management, LLC otherOsaic Wealth, Inc. BD affiliatedOtherNov 20, 2014Nov 2, 2018 (1443 d)
James Edward MillerSignature Resources Capital Management, LLC otherOsaic Wealth, Inc. BD affiliatedOtherNov 19, 2014Nov 2, 2018 (1444 d)
Robert John BlauerSignature Resources Capital Management, LLC otherMML Investors Services, LLC otherOtherNov 19, 2014Nov 21, 2014
Joseph Alexander OsborneSignature Resources Capital Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 7, 2014Nov 25, 2016 (933 d)
Ross L AndersonSignature Resources Capital Management, LLC otherSagepoint Financial, Inc. otherOtherDec 12, 2013Dec 5, 2013
Aaron Daniel ScheidSignature Resources Capital Management, LLC otherScottrade Investment Management otherOtherOct 25, 2013Sep 22, 2016 (1063 d)
Evan Reid OsborneSignature Resources Capital Management, LLC otherMML Investors Services, LLC otherOtherJun 28, 2013Aug 15, 2013 (48 d)
Daniel CucuiatSignature Resources Capital Management, LLC otherS.H. Capital Management Corp. state registeredOtherJan 29, 2013Mar 19, 2013 (49 d)
Merrick Minh NguyenSignature Resources Capital Management, LLC otherWells Fargo Advisors wirehouseOtherJul 12, 2012Jul 6, 2012
Derrick GinSignature Resources Capital Management, LLC otherCitigroup Global Markets Inc. otherOtherJul 27, 2011Oct 31, 2011 (96 d)
Page 1 of 1
29 moves match.