DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wea Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Clancy Cramer | Wea Financial Advisors, Inc. other | Principal Securities, Inc. BD affiliated | Other | Mar 25, 2026 | Mar 3, 2026 |
| Paul Michael Rushmann | Wea Financial Advisors, Inc. other | Efs Advisors BD affiliated | Other | Sep 28, 2022 | Jan 2, 2025 (827 d) |
| Scott Bradley Nelson | Wea Financial Advisors, Inc. institutional | Wealthspire Retirement Advisory institutional | Other | Jun 4, 2021 | Jun 24, 2021 |
| Susan Alice Winchester | Wea Financial Advisors, Inc. independent RIA | Mascoma Wealth Management independent RIA | RIA to RIA | Jul 14, 2020 | Apr 20, 2023 (1010 d) |
| Kristian Tait Lee | Wea Financial Advisors, Inc. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Jul 14, 2020 | Nov 13, 2020 (122 d) |
| Eric James Schwartz | Wea Financial Advisors, Inc. independent RIA | Advice And Planning Services other | Other | Feb 23, 2017 | Mar 8, 2017 |
| Michelle Arnst Slawny | Wea Financial Advisors, Inc. independent RIA | Advice And Planning Services other | Other | Jun 16, 2014 | Jun 20, 2014 |
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7 moves match.