DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Winthrop Capital Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Robert DengerWinthrop Capital Management institutionalOxford Financial Group, Ltd independent RIAOtherMay 1, 2024May 21, 2024
Tim William BondWinthrop Capital Management institutionalParcion Private Wealth LLC independent RIAOtherSep 1, 2022Dec 13, 2022 (103 d)
Lauran D ReynoldsWinthrop Capital Management otherSchwab Wealth Advisory, Inc. no RAUMOtherJan 2, 2018Dec 17, 2025 (2906 d)
Charlotte LippertWinthrop Capital Management otherValeo Financial Advisors, LLC otherOtherDec 10, 2015Apr 18, 2017 (495 d)
Gary Craig CrenshawWinthrop Capital Management otherSuntrust Investment Services, Inc. otherOtherMay 15, 2013May 6, 2013
Audrey BruchWinthrop Capital Management otherWallington Asset Management otherOtherSep 21, 2012Nov 21, 2012 (61 d)
Martin Davis HensleyWinthrop Capital Management otherGordon Asset Management, LLC otherOtherFeb 8, 2012Sep 18, 2012 (223 d)
Nelson Mahan KellyWinthrop Capital Management otherFirst Citizens Investor Services, Inc. otherOtherJul 19, 2011Aug 15, 2011
Stephen Paul CarrWinthrop Capital Management otherPeloton Capital Management otherOtherFeb 16, 2010Dec 9, 2011 (661 d)
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9 moves match.